This message is sent by an account servicer (account servicing institution) to an account owner. The account owner may be a global custodian which has an account with its local agent (sub custodian), a local agent (sub custodian) which has an account with its clearing agent, or a registration provider or a financial institution which has an account with its local agent (sub custodian).
This message is used to:
confirm the registration, reregistration or deregistration of a beneficial owner or shareholder with the registration provider (the function of the message is NEWM),
confirm the modification of registration details (the function of the message is NEWM),
cancel a confirmation of registration or modification previously sent by the account servicer (the function of the message is CANC).
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
|---|---|---|---|---|---|---|
Mandatory Sequence A General Information |
||||||
M |
16R |
|
|
GENL | 1 |
|
M |
20C |
SEME |
Reference |
:4!c//16x | 2 |
|
M |
23G |
|
|
4!c[/4!c] | 3 |
|
O |
98a |
PREP |
Date/Time |
A, C, or E | 4 |
|
M |
22F |
CONF |
Indicator |
:4!c/[8c]/4!c | 5 |
|
-----> Mandatory Repetitive Subsequence A1 Linkages |
||||||
M |
16R |
|
|
LINK | 6 |
|
O |
22F |
LINK |
Indicator |
:4!c/[8c]/4!c | 7 |
|
O |
13a |
LINK |
Number Identification |
A or B | 8 |
|
M |
20C |
4!c |
Reference |
:4!c//16x | 9 |
|
M |
16S |
|
|
LINK | 10 |
|
-----| End of Subsequence A1 Linkages |
||||||
M |
16S |
|
|
GENL | 11 |
|
End of Sequence A General Information |
||||||
Mandatory Sequence B Registration Details |
||||||
M |
16R |
|
|
REGDET | 12 |
|
-----> |
||||||
M |
20D |
4!c |
Reference |
:4!c//25x | 13 |
|
-----| |
||||||
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 14 |
|
-----| |
||||||
M |
98a |
4!c |
Date/Time |
A or C | 15 |
|
M |
35B |
|
|
[ISIN1!e12!c] | 16 |
|
Optional Subsequence B1 Financial Instrument Attributes |
||||||
M |
16R |
|
|
FIA | 17 |
|
O |
94B |
PLIS |
Place |
:4!c/[8c]/4!c[/30x] | 18 |
|
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 19 |
|
-----| |
||||||
-----> |
||||||
O |
12a |
4!c |
Type of Financial Instrument |
A, B, or C | 20 |
|
-----| |
||||||
O |
11A |
DENO |
Currency |
:4!c//3!a | 21 |
|
-----> |
||||||
O |
98A |
4!c |
Date |
:4!c//8!n | 22 |
|
-----| |
||||||
-----> |
||||||
O |
92A |
4!c |
Rate |
:4!c//[N]15d | 23 |
|
-----| |
||||||
-----> |
||||||
O |
13a |
4!c |
Number Identification |
A or B | 24 |
|
-----| |
||||||
-----> |
||||||
O |
17B |
4!c |
Flag |
:4!c//1!a | 25 |
|
-----| |
||||||
-----> |
||||||
O |
90a |
4!c |
Price |
A or B | 26 |
|
-----| |
||||||
-----> |
||||||
O |
36B |
4!c |
Quantity of Financial Instrument |
:4!c//4!c/15d | 27 |
|
-----| |
||||||
O |
70E |
FIAN |
Narrative |
:4!c//10*35x | 28 |
|
M |
16S |
|
|
FIA | 29 |
|
End of Subsequence B1 Financial Instrument Attributes |
||||||
Mandatory Subsequence B2 Financial Instrument/Account |
||||||
M |
16R |
|
|
FIAC | 30 |
|
M |
36B |
RREG |
Quantity of Financial Instrument |
:4!c//4!c/15d | 31 |
|
O |
93B |
FICL |
Balance |
:4!c/[8c]/4!c/[N]15d | 32 |
|
O |
95a |
ACOW |
Party |
P or R | 33 |
|
M |
97A |
SAFE |
Account |
:4!c//35x | 34 |
|
M |
16S |
|
|
FIAC | 35 |
|
End of Subsequence B2 Financial Instrument/Account |
||||||
M |
16S |
|
|
REGDET | 36 |
|
End of Sequence B Registration Details |
||||||
-----> Optional Repetitive Sequence C Client Details |
||||||
M |
16R |
|
|
CLTDET | 37 |
|
Optional Subsequence C1 Address |
||||||
M |
16R |
|
|
ADDRESS | 38 |
|
M |
17B |
4!c |
Flag |
:4!c//1!a | 39 |
|
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 40 |
|
-----| |
||||||
-----> |
||||||
O |
95a |
4!c |
Party |
P, R, S, or U | 41 |
|
-----| |
||||||
-----> |
||||||
O |
94a |
4!c |
Place |
C, D, or G | 42 |
|
-----| |
||||||
-----> |
||||||
O |
13B |
4!c |
Number Identification |
:4!c/[8c]/30x | 43 |
|
-----| |
||||||
M |
16S |
|
|
ADDRESS | 44 |
|
End of Subsequence C1 Address |
||||||
Optional Subsequence C2 Personal Details |
||||||
M |
16R |
|
|
PERSDET | 45 |
|
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 46 |
|
-----| |
||||||
O |
95U |
BIRT |
Party |
:4!c//3*35x | 47 |
|
-----> |
||||||
O |
98a |
4!c |
Date/Time |
A or C | 48 |
|
-----| |
||||||
-----> |
||||||
O |
94C |
4!c |
Place |
:4!c//2!a | 49 |
|
-----| |
||||||
O |
70C |
ADTX |
Narrative |
:4!c//4*35x | 50 |
|
M |
16S |
|
|
PERSDET | 51 |
|
End of Subsequence C2 Personal Details |
||||||
M |
16S |
|
|
CLTDET | 52 |
|
-----| End of Sequence C Client Details |
||||||
Optional Sequence D Corporate Action Details |
||||||
M |
16R |
|
|
CADETL | 53 |
|
-----> |
||||||
O |
98a |
4!c |
Date/Time |
A or C | 54 |
|
-----| |
||||||
O |
35B |
|
|
[ISIN1!e12!c] | 55 |
|
M |
16S |
|
|
CADETL | 56 |
|
End of Sequence D Corporate Action Details |
||||||
Optional Sequence E Additional Information |
||||||
M |
16R |
|
|
ADDINFO | 57 |
|
-----> |
||||||
O |
95a |
4!c |
Party |
P, Q, or R | 58 |
|
-----| |
||||||
M |
16S |
|
|
ADDINFO | 59 |
|
End of Sequence E Additional Information |
||||||
C1 If the message is a cancellation, that is, Function of the Message (field 23G) is CANC, then field :20C::PREV must be present in one and only one occurrence of A1; consequently, in all other occurrences of A1, field :20C::PREV is not allowed.
Sequence A if field :23G: is ... |
Then field :20C::PREV is ... |
|---|---|
CANC |
Mandatory in one occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1 |
NEWM |
NA |
When the message is used as a cancellation, the linkage sequence must contain the reference of the original confirmation.
The Identification of Financial Instrument in sequence B Registration Instruction Details identifies the financial instrument to be registered. The Identification of Financial Instrument in sequence D Corporate Action Details identifies subscription rights or exercise warrants from a corporate action.