This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub-custodian) or an investment management institution or a broker/dealer which has an account with their custodian.
This message is used to instruct the movement of securities within its holding, for example, re-registration of securities.
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
|---|---|---|---|---|---|---|
Mandatory Sequence A General Information |
||||||
M |
16R |
|
|
GENL | 1 |
|
M |
20C |
SEME |
Reference |
:4!c//16x | 2 |
|
M |
23G |
|
|
4!c[/4!c] | 3 |
|
O |
98a |
PREP |
Date/Time |
A, C, or E | 4 |
|
O |
22F |
PRIR |
Indicator |
:4!c/[8c]/4!c | 5 |
|
Optional Subsequence A1 Linkages |
||||||
M |
16R |
|
|
LINK | 6 |
|
O |
22F |
LINK |
Indicator |
:4!c/[8c]/4!c | 7 |
|
O |
13a |
LINK |
Number Identification |
A or B | 8 |
|
M |
20C |
4!c |
Reference |
:4!c//16x | 9 |
|
M |
16S |
|
|
LINK | 10 |
|
End of Subsequence A1 Linkages |
||||||
M |
16S |
|
|
GENL | 11 |
|
End of Sequence A General Information |
||||||
Mandatory Sequence B Intra-Position Details |
||||||
M |
16R |
|
|
INPOSDET | 12 |
|
O |
95a |
ACOW |
Party |
P or R | 13 |
|
M |
97a |
SAFE |
Account |
A or B | 14 |
|
O |
94a |
SAFE |
Place |
B, C, or F | 15 |
|
M |
36B |
SETT |
Quantity of Financial Instrument |
:4!c//4!c/15d | 16 |
|
O |
13a |
LOTS |
Number Identification |
A or B | 17 |
|
M |
35B |
|
|
[ISIN1!e12!c] | 18 |
|
Optional Subsequence B1 Financial Instrument Attributes |
||||||
M |
16R |
|
|
FIA | 19 |
|
O |
94B |
PLIS |
Place |
:4!c/[8c]/4!c[/30x] | 20 |
|
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 21 |
|
-----| |
||||||
-----> |
||||||
O |
12a |
4!c |
Type of Financial Instrument |
A, B, or C | 22 |
|
-----| |
||||||
O |
11A |
DENO |
Currency |
:4!c//3!a | 23 |
|
-----> |
||||||
O |
98A |
4!c |
Date |
:4!c//8!n | 24 |
|
-----| |
||||||
-----> |
||||||
O |
92A |
4!c |
Rate |
:4!c//[N]15d | 25 |
|
-----| |
||||||
-----> |
||||||
O |
13a |
4!c |
Number Identification |
A, B, or K | 26 |
|
-----| |
||||||
-----> |
||||||
O |
17B |
4!c |
Flag |
:4!c//1!a | 27 |
|
-----| |
||||||
-----> |
||||||
O |
90a |
4!c |
Price |
A or B | 28 |
|
-----| |
||||||
-----> |
||||||
O |
36B |
4!c |
Quantity of Financial Instrument |
:4!c//4!c/15d | 29 |
|
-----| |
||||||
-----> |
||||||
O |
35B |
|
|
[ISIN1!e12!c] | 30 |
|
-----| |
||||||
O |
70E |
FIAN |
Narrative |
:4!c//10*35x | 31 |
|
M |
16S |
|
|
FIA | 32 |
|
End of Subsequence B1 Financial Instrument Attributes |
||||||
M |
98a |
SETT |
Date/Time |
A or C | 33 |
|
O |
70E |
SPRO |
Narrative |
:4!c//10*35x | 34 |
|
-----> |
||||||
M |
93A |
4!c |
Balance |
:4!c/[8c]/4!c | 35 |
|
-----| |
||||||
M |
16S |
|
|
INPOSDET | 36 |
|
End of Sequence B Intra-Position Details |
||||||
Optional Sequence C Additional Information |
||||||
M |
16R |
|
|
ADDINFO | 37 |
|
-----> |
||||||
O |
95a |
4!c |
Party |
P, Q, or R | 38 |
|
-----| |
||||||
M |
16S |
|
|
ADDINFO | 39 |
|
End of Sequence C Additional Information |
||||||
C1 The 'Balance From' must be different from the 'Balance To'. The Sub-balance Type of field :93A::FROM must be different from the Sub-balance Type of field :93A::TOBA. This check applies to sequence B.
C2 If the message is a cancellation, that is, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) must be present in the message, and field :20C::PREV must be present in A1.
Sequence A if field :23G: is ... |
Then subsequence A1 is ... |
And field :20C::PREV is ... |
|---|---|---|
CANC |
Mandatory |
Mandatory |
NEWM |
Optional |
NA |
This message must not be used to move securities out of or into a safekeeping account. It instructs only movements that affect the status/availability of the security, that is, movements from one sub-balance to another or intra-position transfers, within a safekeeping account.
To confirm an intra-position instruction, the account servicer must use the MT 508 Intra-Position Advice.