MT 564 Corporate Action Notification

MT564 Format Specifications

Status	Tag	Qualifier	Generic Field Name	Detailed Field Name	Content/Options	No.
Mandatory Sequence A General Information
M	16R			Start of Block	GENL	1
----->
M	20C	4!c	Reference	(see qualifier description)	:4!c//16x	2
-----\|
M	23G			Function of the Message	4!c[/4!c]	3
----->
M	22F	4!c	Indicator	(see qualifier description)	:4!c/[8c]/4!c	4
-----\|
O	98a	PREP	Date/Time	Preparation Date	A or C	5
M	25D	PROC	Status Code	Processing Status	:4!c/[8c]/4!c	6
-----> Optional Repetitive Subsequence A1 Linkages
M	16R			Start of Block	LINK	7
O	22F	LINK	Indicator	Linkage Type Indicator	:4!c/[8c]/4!c	8
O	13a	LINK	Number Identification	Linked Message	A or B	9
M	20C	4!c	Reference	(see qualifier description)	:4!c//16x	10
M	16S			End of Block	LINK	11
-----\| End of Subsequence A1 Linkages
M	16S			End of Block	GENL	12
End of Sequence A General Information
Mandatory Sequence B Underlying Securities
M	16R			Start of Block	USECU	13
M	35B			Identification of the Financial Instrument	[ISIN1!e12!c] [4*35x]	14
Optional Subsequence B1 Financial Instrument Attributes
M	16R			Start of Block	FIA	15
O	94B	PLIS	Place	Place of Listing	:4!c/[8c]/4!c[/30x]	16
O	22F	MICO	Indicator	Method of Interest Computation Indicator	:4!c/[8c]/4!c	17
----->
O	12a	4!c	Type of Financial Instrument	(see qualifier description)	A, B, or C	18
-----\|
O	11A	DENO	Currency	Currency of Denomination	:4!c//3!a	19
----->
O	98A	4!c	Date/Time	(see qualifier description)	:4!c//8!n	20
-----\|
----->
O	92a	4!c	Rate	(see qualifier description)	A or K	21
-----\|
----->
O	36B	4!c	Quantity of Financial Instrument	(see qualifier description)	:4!c//4!c/15d	22
-----\|
M	16S			End of Block	FIA	23
End of Subsequence B1 Financial Instrument Attributes
-----> Mandatory Repetitive Subsequence B2 Account Information
M	16R			Start of Block	ACCTINFO	24
O	95a	ACOW	Party	Account Owner	P or R	25
M	97a	SAFE	Account	Safekeeping Account	A or C	26
O	94a	SAFE	Place	Place of Safekeeping	B, C, or F	27
----->
O	93a	4!c	Balance	(see qualifier description)	B or C	28
-----\|
M	16S			End of Block	ACCTINFO	29
-----\| End of Subsequence B2 Account Information
M	16S			End of Block	USECU	30
End of Sequence B Underlying Securities
Optional Sequence C Intermediate Securities
M	16R			Start of Block	INTSEC	31
M	35B			Identification of the Financial Instrument	[ISIN1!e12!c] [4*35x]	32
O	36a	QINT	Quantity of Financial Instrument	Quantity of Intermediate Securities	B or E	33
----->
O	93a	4!c	Balance	(see qualifier description)	B or C	34
-----\|
----->
O	22F	4!c	Indicator	(see qualifier description)	:4!c/[8c]/4!c	35
-----\|
O	92D	RTUN	Rate	Intermediate Securities to Underlying	:4!c//15d/15d	36
O	90B	MRKT	Price	Market Price	:4!c//4!c/3!a15d	37
----->
M	98a	4!c	Date/Time	(see qualifier description)	A or B	38
-----\|
O	69a	TRDP	Period	Trading Period	A, B, C, D, E, or F	39
M	16S			End of Block	INTSEC	40
End of Sequence C Intermediate Securities
Optional Sequence D Corporate Action Details
M	16R			Start of Block	CADETL	41
----->
O	98a	4!c	Date/Time	(see qualifier description)	A, B, C, or E	42
-----\|
----->
O	69a	4!c	Period	(see qualifier description)	A, B, C, D, E, F, or J	43
-----\|
O	99A	DAAC	Number Count	Number of Days Accrued	:4!c//[N]3!n	44
----->
O	92a	4!c	Rate	(see qualifier description)	A, F, or K	45
-----\|
----->
O	90a	4!c	Price	(see qualifier description)	A, B, or E	46
-----\|
----->
O	36a	4!c	Quantity of Financial Instrument	(see qualifier description)	B or C	47
-----\|
----->
O	13a	COUP	Number Identification	Coupon Number	A or B	48
-----\|
----->
O	17B	4!c	Flag	(see qualifier description)	:4!c//1!a	49
-----\|
----->
O	22F	4!c	Indicator	(see qualifier description)	:4!c/[8c]/4!c	50
-----\|
----->
O	94G	4!c	Place	(see qualifier description)	:4!c//2*35x	51
-----\|
----->
O	70a	4!c	Narrative	(see qualifier description)	E or G	52
-----\|
M	16S			End of Block	CADETL	53
End of Sequence D Corporate Action Details
-----> Optional Repetitive Sequence E Corporate Action Options
M	16R			Start of Block	CAOPTN	54
M	13A	CAON	Number Identification	CA Option Number	:4!c//3!c	55
----->
M	22F	4!c	Indicator	(see qualifier description)	:4!c/[8c]/4!c	56
-----\|
----->
O	94C	4!c	Place	(see qualifier description)	:4!c//2!a	57
-----\|
O	11A	OPTN	Currency	Currency Option	:4!c//3!a	58
----->
M	17B	4!c	Flag	(see qualifier description)	:4!c//1!a	59
-----\|
O	35B			Identification of the Financial Instrument	[ISIN1!e12!c] [4*35x]	60
----->
O	98a	4!c	Date/Time	(see qualifier description)	A, B, C, E, or F	61
-----\|
----->
O	69a	4!c	Period	(see qualifier description)	A, B, C, D, E, F, or J	62
-----\|
----->
O	92a	4!c	Rate	(see qualifier description)	A, F, J, or K	63
-----\|
----->
O	90a	4!c	Price	(see qualifier description)	A, B, E, F, or J	64
-----\|
----->
O	36a	4!c	Quantity of Financial Instrument	(see qualifier description)	B or C	65
-----\|
-----> Optional Repetitive Subsequence E1 Securities Movement
M	16R			Start of Block	SECMOVE	66
----->
M	22a	4!c	Indicator	(see qualifier description)	F or H	67
-----\|
M	35B			Identification of the Financial Instrument	[ISIN1!e12!c] [4*35x]	68
Optional Subsequence E1a Financial Instrument Attributes
M	16R			Start of Block	FIA	69
O	94B	PLIS	Place	Place of Listing	:4!c/[8c]/4!c[/30x]	70
O	22F	MICO	Indicator	Method of Interest Computation Indicator	:4!c/[8c]/4!c	71
----->
O	12a	4!c	Type of Financial Instrument	(see qualifier description)	A, B, or C	72
-----\|
O	11A	DENO	Currency	Currency of Denomination	:4!c//3!a	73
----->
O	98A	4!c	Date/Time	(see qualifier description)	:4!c//8!n	74
-----\|
O	90a	ISSU	Price	Issue Price	A, B, or E	75
----->
O	92a	4!c	Rate	(see qualifier description)	A or K	76
-----\|
----->
O	36B	4!c	Quantity of Financial Instrument	(see qualifier description)	:4!c//4!c/15d	77
-----\|
M	16S			End of Block	FIA	78
End of Subsequence E1a Financial Instrument Attributes
----->
O	36B	ENTL	Quantity of Financial Instrument	Entitled Quantity	:4!c//4!c/15d	79
-----\|
O	22F	DISF	Indicator	Disposition of Fractions	:4!c/[8c]/4!c	80
O	11A	OPTN	Currency	Currency Option	:4!c//3!a	81
O	69a	TRDP	Period	Trading Period	A, B, C, D, E, F, or J	82
----->
O	90a	4!c	Price	(see qualifier description)	A, B, or E	83
-----\|
----->
O	92a	4!c	Rate	(see qualifier description)	A, D, K, L, M, or N	84
-----\|
----->
M	98a	4!c	Date/Time	(see qualifier description)	A, B, C, or E	85
-----\|
M	16S			End of Block	SECMOVE	86
-----\| End of Subsequence E1 Securities Movement
-----> Optional Repetitive Subsequence E2 Cash Movement
M	16R			Start of Block	CASHMOVE	87
----->
M	22a	4!c	Indicator	(see qualifier description)	H or F	88
-----\|
O	97a	CASH	Account	Cash Account	A or E	89
----->
O	19B	4!c	Amount	(see qualifier description)	:4!c//3!a15d	90
-----\|
----->
M	98a	4!c	Date/Time	(see qualifier description)	A, B, C, or E	91
-----\|
----->
O	92a	4!c	Rate	(see qualifier description)	A, B, F, J, K, or M	92
-----\|
----->
O	90a	4!c	Price	(see qualifier description)	A, B, E, F, J, or K	93
-----\|
M	16S			End of Block	CASHMOVE	94
-----\| End of Subsequence E2 Cash Movement
----->
O	70E	4!c	Narrative	(see qualifier description)	:4!c//10*35x	95
-----\|
M	16S			End of Block	CAOPTN	96
-----\| End of Sequence E Corporate Action Options
Optional Sequence F Additional Information
M	16R			Start of Block	ADDINFO	97
----->
O	70E	4!c	Narrative	(see qualifier description)	:4!c//10*35x	98
-----\|
----->
O	95a	4!c	Party	(see qualifier description)	P, Q, or R	99
-----\|
M	16S			End of Block	ADDINFO	100
End of Sequence F Additional Information

MT564 Network Validated Rules

C1 If Resulting Amount (field :19B::RESU) is present in subsequence E2, then the corresponding Exchange Rate (field :92B::EXCH) must be present in the same (sub)sequence. If the Resulting Amount is not present, the Exchange Rate is optional.
This check applies to subsequence E2.

Subsequence E2
if field :19B::RESU is ...

Subsequence E2
then field :92B::EXCH is ...

Present

Mandatory

Not present

Optional

Subsequence E2 if field :19B::RESU is ...	Subsequence E2 then field :92B::EXCH is ...
Present	Mandatory
Not present	Optional

C2 If the safekeeping accounts are not provided, that is, if field :97C::SAFE//GENR is present in any occurrence of subsequence B2, then:

subsequence B2 Account Information must not be repeated in the message
the Balance of Securities, that is, field 93a, must not be present in subsequence B2 Account Information.
the Quantity of Financial Instrument, that is, field 36B, must not be present in subsequence E1 Securities Movement.
the Amount, that is, field 19B, must not be present in subsequence E2 Cash Movement.

In subsequence B2 if field :97C::SAFE//GENR is ...	Then subsequence B2 is ...	And in subsequence B2 field 93a is ...	And in any occurrence of subsequence E1 field 36B is...	And in any occurrence of subsequence E2 field 19B is ...
Present	Not repetitive min-Max = 1-1	Not allowed	Not allowed	Not allowed
Not present	Repetitive min-Max = 1-n	Optional	Optional	Optional

In subsequence B2

if field :97C::SAFE//GENR is ...

Then subsequence B2 is ...

And in subsequence B2 field 93a is ...

And in any occurrence of subsequence E1 field 36B is...

And in any occurrence of subsequence E2 field 19B is ...

Present

Not repetitive min-Max = 1-1

Not allowed

Not present

Repetitive min-Max = 1-n

Optional

C3 In sequence A, if field :23G:REPE is present, then
when sequence C is present, field :36a::QINT is mandatory.

In sequence A
if field :23G:REPE is ...

And sequence C is ...

Then in sequence C
field :36a::QINT is ...

Present

Present

Mandatory

Not present

NA

Not present

Optional

Optional
C4 In sequence A, if field :22F::CAEV//OTHR is present, then sequence F must be present, and field :70E::ADTX must be present in the message..

Sequence A, if field:22F::CAEV//OTHR is ...⁽¹⁾

Then sequence F is ...

And in sequence F field :70E::ADTX is ...

Present

Mandatory

Mandatory

Not present

NA

NA

⁽¹⁾if the Data Source Scheme is present in field :22F::CAEV//OTHR then the conditional rule does not apply.
C5 In each occurrence of sequence E, if field :22F::CAOP//OTHR is present, then in the same occurrence of sequence E field :70E::ADTX is mandatory.

In each occurrence of sequence E
if field :22F::CAOP//OTHR is ...⁽¹⁾

In the same occurrence of sequence E
then field :70E::ADTX is ...

Present

Mandatory

Not present

Optional

⁽¹⁾if the Data Source Scheme is present in field :22F::CAOP//OTHR then the conditional rule does not apply.
C6 In each occurrence of sequence E and subsequence E2, if field :92J::TAXE is present, then field :92F::GRSS must be present in the same sequence occurrence.
C7 In sequence A, if field :22F::CAEV//RHDI is present, then sequence C is not allowed.
In sequence A, if field :22F::CAEV//RHTS is present, then sequence C is mandatory.

In sequence A
if field 22F::CAEV is ...⁽¹⁾

Then sequence C is ...

:22F::CAEV//RHDI

Not allowed

:22F::CAEV//RHTS

Mandatory

Other

Optional

⁽¹⁾if the Data Source Scheme is present in field :22F::CAEV then the conditional rule does not apply.
C8 In each occurrence of sequence E and subsequence E2:
- field :92F::GRSS cannot appear more than once, and field :92K::GRSS cannot appear more than once and both :92F::GRSS and :92K::GRSS cannot appear together.
In each occurrence of subsequence E2:
- field :92F::NETT cannot appear more than once, and field :92K::NETT cannot appear more than once and both :92F::NETT and :92K::NETT cannot appear together,
- field :92A::TAXC cannot appear more than once and field :92F::TAXC cannot appear more than once, and field :92K::TAXC cannot appear more than once and none of the three fields :92A::TAXC, :92F::TAXC and :92K::TAXC can appear in pair or all three together.
(Error code(s): E77).
C9 In each occurrence of sequence E and subsequence E2:
if field :92J::GRSS is present more than once, then for each occurrence of field :92J::GRSS, the Rate Type Code must be different,
if field :92J::TAXE is present more than once, then for each occurrence of field :92J::TAXE, the Rate Type Code must be different.
In each occurrence of subsequence E2:
if field :92J::TAXC is present more than once, then for each occurrence of field :92J::TAXC, the Rate Type Code must be different,
if field :92J::NETT is present more than once, then for each occurrence of field :92J::NETT, the Rate Type Code must be different

In sequence A if field :23G:REPE is ...	And sequence C is ...	Then in sequence C field :36a::QINT is ...
Present	Present	Mandatory
Not present	NA
Not present	Optional	Optional

Sequence A, if field:22F::CAEV//OTHR is ...⁽¹⁾	Then sequence F is ...	And in sequence F field :70E::ADTX is ...
Present	Mandatory	Mandatory
Not present	NA	NA

In each occurrence of sequence E if field :22F::CAOP//OTHR is ...⁽¹⁾	In the same occurrence of sequence E then field :70E::ADTX is ...
Present	Mandatory
Not present	Optional

In sequence A if field 22F::CAEV is ...⁽¹⁾	Then sequence C is ...
:22F::CAEV//RHDI	Not allowed
:22F::CAEV//RHTS	Mandatory
Other	Optional

C10 If the message is a replacement, an eligible balance notification or a reminder, that is, Function of the Message (field 23G) is REPL, REPE or RMDR, then subsequence A1 (Linkages) must be present at least once in the message, and in one and only one occurrence of A1, field :20C::PREV must be present; consequently, in all other occurrences of A1, field :20C::PREV is not allowed.

If the message is a cancellation or a withdrawal that is, Function of the Message (field 23G) is respectively CANC or WITH, then subsequence A1 (Linkages) is optional in the message, and field :20C::PREV may only appear once in only one occurrence of A1; consequently, in all other occurrences of A1, field :20C::PREV is not allowed.

Sequence A If field :23G: is ...	Then subsequence A1 is ...	And field :20C::PREV is ...
REPL, REPE or RMDR	Mandatory (minimum one occurrence of A1 must be present)	Mandatory in one occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1
CANC or WITH	Optional	Optional in one single occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1
NEWM	Optional	NA

Sequence A

If field :23G: is ...

Then subsequence A1 is ...

And field :20C::PREV is ...

REPL, REPE or RMDR

Mandatory (minimum one occurrence of A1 must be present)

Mandatory in one occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1

CANC or WITH

Optional

Optional in one single occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1

NEWM

Optional

C11 If field :70E::NAME is used in sequence D, then field :22F::CAEV//CHAN must be present in sequence A and 22F::CHAN//NAME must be present in sequence D.

In sequence D if field :70E::NAME is ...	Then sequence A field :22F::CAEV// CHAN is ...	And sequence D field :22F::CHAN//NAME is ...
Present	Mandatory (DSS must not be present)	Mandatory (DSS must not be present)
Not present	NA	NA

In sequence D

if field :70E::NAME is ...

Then sequence A field :22F::CAEV// CHAN is ...

And sequence D field :22F::CHAN//NAME is ...

Present

Mandatory (DSS must not be present)

Not present

C12 In sequence A, if field :22F::CAEV//RHDI is present , then sequence D must be present and field :22F::RHDI must be present in sequence D.

In sequence A
if field :22F::CAEV//RHDI is ...⁽¹⁾

Then sequence D is ...

And in sequence D field :22F::RHDI is ...

Present

Mandatory

Mandatory

Not present

NA

NA

⁽¹⁾if the Data Source Scheme is present in field :22F::CAEV then the conditional rule does not apply.

In sequence A if field :22F::CAEV//RHDI is ...⁽¹⁾	Then sequence D is ...	And in sequence D field :22F::RHDI is ...
Present	Mandatory	Mandatory
Not present	NA	NA

C13 In each occurrence of subsequence B2, field :93B::ELIG cannot appear more than twice (maximum two occurrences). When repeated, one occurrence must have Quantity Type Code FAMT and the other occurrence must have Quantity Type Code AMOR.

Subsequence B2 if field :93B::ELIG is ...	Then one occurrence of :93B::ELIG must be ...	And the other occurrence of :93B::ELIG must be ...
Repeated	:93B::ELIG//FAMT and DSS must not be present	:93B::ELIG//AMOR and DSS must not be present
Not repeated	NA	NA

Subsequence B2

if field :93B::ELIG is ...

Then one occurrence of :93B::ELIG must be ...

And the other occurrence of :93B::ELIG must be ...

Repeated

:93B::ELIG//FAMT and DSS must not be present

:93B::ELIG//AMOR and DSS must not be present

Not repeated

C14 In each occurrence of subsequence E1, field :36B::ENTL cannot appear more than twice (maximum two occurrences). When repeated, one occurrence must have Quantity Type Code FAMT and the other occurrence must have Quantity Type Code AMOR.

Subsequence E1 if field :36B::ENTL is ...	Then one occurrence of :36B::ENTL must be ...	And the other occurrence of :36B::ENTL must be ...
Repeated	:36B::ENTL//FAMT	:36B::ENTL//AMOR
Not repeated	NA	NA

Subsequence E1

if field :36B::ENTL is ...

Then one occurrence of :36B::ENTL must be ...

And the other occurrence of :36B::ENTL must be ...

Repeated

:36B::ENTL//FAMT

:36B::ENTL//AMOR

Not repeated

C15 If the message is a replacement (:23G::REPL), then in sequence A field :25D::PROC, the code ENTL is not allowed and in sequence D field :22F::ADDB, the code CAPA is not allowed. If the message is an eligible balance notification (:23G::REPE), then in sequence A field :25D::PROC, the code ENTL is not allowed and in sequence D field :22F::ADDB, the code CAPA is optional.

In sequence A if field :23G: is ...	Then in field 25D ...⁽¹⁾	And in sequence D, in field 22F ...⁽²⁾
REPL	:25D::PROC//ENTL is not allowed	:22F::ADDB//CAPA is not allowed
REPE	:25D::PROC//ENTL is not allowed	:22F::ADDB//CAPA is optional

In sequence A

if field :23G: is ...

Then in field 25D ...⁽¹⁾

And in sequence D, in field 22F ...⁽²⁾

REPL

:25D::PROC//ENTL is not allowed

:22F::ADDB//CAPA is not allowed

REPE

:25D::PROC//ENTL is not allowed

:22F::ADDB//CAPA is optional

⁽¹⁾if the Data Source Scheme is present in field :25D::PROC, then the conditional rule does not apply.

⁽²⁾if the Data Source Scheme is present in field :22F::ADDB, then the conditional rule does not apply.

C16 If the message is an additional business process (:23G::ADDB) then sequence D Corporate Action Details is mandatory, and in sequence D, field :22F::ADDB is mandatory, only one occurrence is allowed, and it must either contain code CLAI (Claim or Compensation), TAXR (Tax Refund) or REVR (Notification or Reversal).

In sequence A if field :23G: is ...	Then sequence D is ...	And, in sequence D, field :22F::ADDB is ...	And, in sequence D, field :22F::ADDB//... must be
ADDB	Mandatory	Mandatory, only one occurrence	CLAI, or
TAXR, or
REVR

In sequence A

if field :23G: is ...

Then sequence D is ...

And, in sequence D, field :22F::ADDB is ...

And, in sequence D, field :22F::ADDB//... must be

ADDB

Mandatory

Mandatory, only one occurrence

CLAI, or

TAXR, or

REVR

C17 If in all occurrences of sequence E, subsequence E1 and subsequence E2 are not present, then in sequence D field :98a::PAYD is optional, in all other cases, field :98a::PAYD, in sequence D, is not allowed.

If sequence D is ...	And (in the message) subsequence E1 is ...	And (in the message) subsequence E2 is ...	Then in sequence D, field :98a::PAYD is ...
Present	Present	Present	Not allowed
	Present	Not present	Not allowed
	Not present	Present	Not allowed
	Not present	Not present	Optional
Not present	NA	NA	NA

C18 If the message is new (:23G::NEWM) and if in sequence A field :25D::PROC the code ENTL is present, then sequence D Corporate Action Details is mandatory and in sequence D field :22F::ADDB is mandatory and one occurrence of :22F::ADDB must contain the code CAPA.

In sequence A if field :23G: is ...	And in field 25D ...⁽¹⁾	Then sequence D is ...	And, in sequence D, field :22F::ADDB is ...	And in sequence D, in field :22F::ADDB ...⁽²⁾
NEWM	:25D::PROC//ENTL is present	Mandatory	Mandatory	One occurrence must be :22F::ADDB//CAPA

In sequence A

if field :23G: is ...

And in field 25D ...⁽¹⁾

Then sequence D is ...

And, in sequence D, field :22F::ADDB is ...

And in sequence D, in field :22F::ADDB ...⁽²⁾

NEWM

:25D::PROC//ENTL is present

Mandatory

One occurrence must be :22F::ADDB//CAPA

⁽¹⁾if the Data Source Scheme is present in field :25D::PROC, then the conditional rule does not apply.

⁽²⁾if the Data Source Scheme is present in field :22F::ADDB, then the conditional rule does not apply.

If the message is new (:23G::NEWM) and if in sequence A field :25D::PROC the code ENTL is not present, then in sequence D in field :22F::ADDB, the code CAPA is not allowed.

In sequence A if field :23G: is ...	And in field 25D ...⁽¹⁾	And if sequence D is ...	And if in sequence D, field :22F::ADDB is ...	Then in sequence D field :22F::ADDB// ...⁽²⁾
NEWM	:25D::PROC//ENTL is not present	Present	Present	:22F::ADDB//CAPA is not allowed
Not present	NA
Not present	NA	NA

In sequence A

if field :23G: is ...

And in field 25D ...⁽¹⁾

And if sequence D is ...

And if in sequence D, field :22F::ADDB is ...

Then in sequence D field :22F::ADDB// ...⁽²⁾

NEWM

:25D::PROC//ENTL is not present

Present

:22F::ADDB//CAPA is not allowed

Not present

⁽¹⁾if the Data Source Scheme is present in field :25D::PROC, then the conditional rule does not apply.

⁽²⁾if the Data Source Scheme is present in field :22F::ADDB, then the conditional rule does not apply.

MT564 Scope

MT564 Format Specifications

MT564 Network Validated Rules

MT564 Usage Rules