This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub custodian), a local agent (sub custodian) which has an account with its clearing agent, or a registration provider or a financial institution which has an account with its local agent (sub custodian).
instruct the registration, deregistration or reregistration of a financial instrument at the registration provider,
request the cancellation of a registration instruction previously sent by the account owner (the function of the message is CANC).
The registration instruction may be linked to other settlement instructions, eg, in case the settlement does not take place before the registration process is finished, using the linkages sequence.
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
||||||
| M | 16R | Start of Block | GENL | 1 | ||
| M | 20C | SEME | Reference | Sender's Message Reference | :4!c//16x | 2 |
| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
| O | 98a | PREP | Date/Time | Preparation Date/Time | A or C | 4 |
| M | 22F | INST | Indicator | Type of Instruction Indicator | :4!c/[8c]/4!c | 5 |
-----> Optional Repetitive Subsequence A1 Linkages |
||||||
| M | 16R | Start of Block | LINK | 6 | ||
| O | 22F | LINK | Indicator | Linkage Type Indicator | :4!c/[8c]/4!c | 7 |
| O | 13a | LINK | Number Identification | Linked Message | A or B | 8 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 9 |
| M | 16S | End of Block | LINK | 10 | ||
-----| End of Subsequence A1 Linkages |
||||||
| M | 16S | End of Block | GENL | 11 | ||
End of Sequence A General Information |
||||||
Mandatory Sequence B Registration Details |
||||||
| M | 16R | Start of Block | REGDET | 12 | ||
-----> |
||||||
| M | 20D | 4!c | Reference | (see qualifier description) | :4!c//25x | 13 |
-----| |
||||||
-----> |
||||||
| M | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 14 |
-----| |
||||||
| O | 98a | RREG | Date/Time | Requested Registration Date/Time | A or C | 15 |
| M | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
16 | ||
| O | 70C | REGI | Narrative | Registration Details | :4!c//4*35x | 17 |
Optional Subsequence B1 Financial Instrument Attributes |
||||||
| M | 16R | Start of Block | FIA | 18 | ||
| O | 94B | PLIS | Place | Place of Listing | :4!c/[8c]/4!c[/30x] | 19 |
-----> |
||||||
| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 20 |
-----| |
||||||
-----> |
||||||
| O | 12a | 4!c | Type of Financial Instrument | (see qualifier description) | A, B, or C | 21 |
-----| |
||||||
| O | 11A | DENO | Currency | Currency of Denomination | :4!c//3!a | 22 |
-----> |
||||||
| O | 98A | 4!c | Date | (see qualifier description) | :4!c//8!n | 23 |
-----| |
||||||
-----> |
||||||
| O | 92A | 4!c | Rate | (see qualifier description) | :4!c//[N]15d | 24 |
-----| |
||||||
-----> |
||||||
| O | 13a | 4!c | Number Identification | (see qualifier description) | A or B | 25 |
-----| |
||||||
-----> |
||||||
| O | 17B | 4!c | Flag | (see qualifier description) | :4!c//1!a | 26 |
-----| |
||||||
-----> |
||||||
| O | 90a | 4!c | Price | (see qualifier description) | A or B | 27 |
-----| |
||||||
-----> |
||||||
| O | 36B | 4!c | Quantity of Financial Instrument | (see qualifier description) | :4!c//4!c/15d | 28 |
-----| |
||||||
| O | 70E | FIAN | Narrative | Financial Instrument Attribute Narrative | :4!c//10*35x | 29 |
| M | 16S | End of Block | FIA | 30 | ||
End of Subsequence B1 Financial Instrument Attributes |
||||||
Mandatory Subsequence B2 Financial Instrument/Account |
||||||
| M | 16R | Start of Block | FIAC | 31 | ||
| M | 36B | QREG | Quantity of Financial Instrument | Quantity of Financial Instrument to be Registered | :4!c//4!c/15d | 32 |
| O | 95a | ACOW | Party | Account Owner | P or R | 33 |
| M | 97A | SAFE | Account | Safekeeping Account | :4!c//35x | 34 |
| M | 16S | End of Block | FIAC | 35 | ||
End of Subsequence B2 Financial Instrument/Account |
||||||
| M | 16S | End of Block | REGDET | 36 | ||
End of Sequence B Registration Details |
||||||
-----> Optional Repetitive Sequence C Client Details |
||||||
| M | 16R | Start of Block | CLTDET | 37 | ||
Optional Subsequence C1 Address |
||||||
| M | 16R | Start of Block | ADDRESS | 38 | ||
| M | 17B | 4!c | Flag | (see qualifier description) | :4!c//1!a | 39 |
-----> |
||||||
| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 40 |
-----| |
||||||
-----> |
||||||
| O | 95a | 4!c | Party | (see qualifier description) | P, R, S, or U | 41 |
-----| |
||||||
-----> |
||||||
| O | 94a | 4!c | Place | (see qualifier description) | C, D, or G | 42 |
-----| |
||||||
-----> |
||||||
| O | 13B | 4!c | Number Identification | (see qualifier description) | :4!c/[8c]/30x | 43 |
-----| |
||||||
-----> |
||||||
| O | 70C | 4!c | Narrative | (see qualifier description) | :4!c//4*35x | 44 |
-----| |
||||||
| M | 16S | End of Block | ADDRESS | 45 | ||
End of Subsequence C1 Address |
||||||
Optional Subsequence C2 Personal Details |
||||||
| M | 16R | Start of Block | PERSDET | 46 | ||
-----> |
||||||
| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 47 |
-----| |
||||||
| O | 95U | BIRT | Party | Name at Birth | :4!c//3*35x | 48 |
-----> |
||||||
| O | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 49 |
-----| |
||||||
-----> |
||||||
| O | 94C | 4!c | Place | (see qualifier description) | :4!c//2!a | 50 |
-----| |
||||||
| O | 70C | ADTX | Narrative | Additional Text | :4!c//4*35x | 51 |
| M | 16S | End of Block | PERSDET | 52 | ||
End of Subsequence C2 Personal Details |
||||||
| M | 16S | End of Block | CLTDET | 53 | ||
-----| End of Sequence C Client Details |
||||||
Optional Sequence D Corporate Action Details |
||||||
| M | 16R | Start of Block | CADETL | 54 | ||
-----> |
||||||
| O | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 55 |
-----| |
||||||
| O | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
56 | ||
| M | 16S | End of Block | CADETL | 57 | ||
End of Sequence D Corporate Action Details |
||||||
Optional Sequence E Additional Information |
||||||
| M | 16R | Start of Block | ADDINFO | 58 | ||
-----> |
||||||
| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 59 |
-----| |
||||||
| M | 16S | End of Block | ADDINFO | 60 | ||
End of Sequence E Additional Information |
||||||
C1. If the message is a cancellation, ie, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) must be present at least once in the message, and in one and only in one occurrence of A1, field :20C::PREV must be present; consequently, in all other occurrences of A1, field :20C::PREV is not allowed .
Sequence A if field :23G: is ... |
then subsequence A1 is ... |
and field :20C::PREV is ... |
CANC |
Mandatory (minimum one occurrence of A1 must be present) |
Mandatory in one occurrence of subseq. A1, and not allowed in all other occurrences of subseq. A1 |
NEWM |
Optional |
Not Applicable |
When the message is used as a cancellation, the linkage sequence must contain the reference of the original instruction.
The Identification of Financial Instrument in Sequence B Registration Instruction Details identifies the financial instrument to be registered. The Identification of Financial Instrument in Sequence D Corporate Action Details identifies subscription rights or exercise warrants from a corporate action.