This message is sent by an account servicer (account servicing institution) to an account owner. The account owner may be a global custodian which has an account with its local agent (sub custodian), a local agent (sub custodian) which has an account with its clearing agent, or a registration provider or a financial institution which has an account with its local agent (sub custodian).
confirm the registration, reregistration or deregistration of a beneficial owner or shareholder with the registration provider (the function of the message is NEWM),
confirm the modification of registration details (the function of the message is NEWM),
cancel a confirmation of registration or modification previously sent by the account servicer (the function of the message is CANC).
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
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| M | 16R | Start of Block | GENL | 1 | ||
| M | 20C | SEME | Reference | Sender's Message Reference | :4!c//16x | 2 |
| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
| O | 98a | PREP | Date/Time | Preparation Date/Time | A or C | 4 |
| M | 22F | CONF | Indicator | Type of Confirmation Indicator | :4!c/[8c]/4!c | 5 |
-----> Mandatory Repetitive Subsequence A1 Linkages |
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| M | 16R | Start of Block | LINK | 6 | ||
| O | 22F | LINK | Indicator | Linkage Type Indicator | :4!c/[8c]/4!c | 7 |
| O | 13a | LINK | Number Identification | Linked Message | A or B | 8 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 9 |
| M | 16S | End of Block | LINK | 10 | ||
-----| End of Subsequence A1 Linkages |
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| M | 16S | End of Block | GENL | 11 | ||
End of Sequence A General Information |
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Mandatory Sequence B Registration Details |
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| M | 16R | Start of Block | REGDET | 12 | ||
-----> |
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| M | 20D | 4!c | Reference | (see qualifier description) | :4!c//25x | 13 |
-----| |
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-----> |
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| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 14 |
-----| |
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| M | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 15 |
| M | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
16 | ||
Optional Subsequence B1 Financial Instrument Attributes |
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| M | 16R | Start of Block | FIA | 17 | ||
| O | 94B | PLIS | Place | Place of Listing | :4!c/[8c]/4!c[/30x] | 18 |
-----> |
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| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 19 |
-----| |
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-----> |
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| O | 12a | 4!c | Type of Financial Instrument | (see qualifier description) | A, B, or C | 20 |
-----| |
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| O | 11A | DENO | Currency | Currency of Denomination | :4!c//3!a | 21 |
-----> |
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| O | 98A | 4!c | Date | (see qualifier description) | :4!c//8!n | 22 |
-----| |
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-----> |
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| O | 92A | 4!c | Rate | (see qualifier description) | :4!c//[N]15d | 23 |
-----| |
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-----> |
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| O | 13a | 4!c | Number Identification | (see qualifier description) | A or B | 24 |
-----| |
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-----> |
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| O | 17B | 4!c | Flag | (see qualifier description) | :4!c//1!a | 25 |
-----| |
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-----> |
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| O | 90a | 4!c | Price | (see qualifier description) | A or B | 26 |
-----| |
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-----> |
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| O | 36B | 4!c | Quantity of Financial Instrument | (see qualifier description) | :4!c//4!c/15d | 27 |
-----| |
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| O | 70E | FIAN | Narrative | Financial Instrument Attribute Narrative | :4!c//10*35x | 28 |
| M | 16S | End of Block | FIA | 29 | ||
End of Subsequence B1 Financial Instrument Attributes |
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Mandatory Subsequence B2 Financial Instrument/Account |
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| M | 16R | Start of Block | FIAC | 30 | ||
| M | 36B | RREG | Quantity of Financial Instrument | Quantity of Financial Instrument Registered | :4!c//4!c/15d | 31 |
| O | 93B | FICL | Balance | Final Closing Balance | :4!c/[8c]/4!c/[N]15d | 32 |
| O | 95a | ACOW | Party | Account Owner | P or R | 33 |
| M | 97A | SAFE | Account | Safekeeping Account | :4!c//35x | 34 |
| M | 16S | End of Block | FIAC | 35 | ||
End of Subsequence B2 Financial Instrument/Account |
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| M | 16S | End of Block | REGDET | 36 | ||
End of Sequence B Registration Details |
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-----> Optional Repetitive Sequence C Client Details |
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| M | 16R | Start of Block | CLTDET | 37 | ||
Optional Subsequence C1 Address |
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| M | 16R | Start of Block | ADDRESS | 38 | ||
| M | 17B | 4!c | Flag | (see qualifier description) | :4!c//1!a | 39 |
-----> |
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| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 40 |
-----| |
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-----> |
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| O | 95a | 4!c | Party | (see qualifier description) | P, R, S, or U | 41 |
-----| |
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-----> |
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| O | 94a | 4!c | Place | (see qualifier description) | C, D, or G | 42 |
-----| |
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-----> |
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| O | 13B | 4!c | Number Identification | (see qualifier description) | :4!c/[8c]/30x | 43 |
-----| |
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| M | 16S | End of Block | ADDRESS | 44 | ||
End of Subsequence C1 Address |
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Optional Subsequence C2 Personal Details |
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| M | 16R | Start of Block | PERSDET | 45 | ||
-----> |
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| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 46 |
-----| |
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| O | 95U | BIRT | Party | Name at Birth | :4!c//3*35x | 47 |
-----> |
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| O | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 48 |
-----| |
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-----> |
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| O | 94C | 4!c | Place | (see qualifier description) | :4!c//2!a | 49 |
-----| |
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| O | 70C | ADTX | Narrative | Additional Text | :4!c//4*35x | 50 |
| M | 16S | End of Block | PERSDET | 51 | ||
End of Subsequence C2 Personal Details |
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| M | 16S | End of Block | CLTDET | 52 | ||
-----| End of Sequence C Client Details |
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Optional Sequence D Corporate Action Details |
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| M | 16R | Start of Block | CADETL | 53 | ||
-----> |
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| O | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 54 |
-----| |
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| O | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
55 | ||
| M | 16S | End of Block | CADETL | 56 | ||
End of Sequence D Corporate Action Details |
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Optional Sequence E Additional Information |
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| M | 16R | Start of Block | ADDINFO | 57 | ||
-----> |
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| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 58 |
-----| |
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| M | 16S | End of Block | ADDINFO | 59 | ||
End of Sequence E Additional Information |
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C1. If the message is a cancellation, ie, Function of the Message (field 23G) is CANC, then field :20C::PREV must be present in one and only one occurrence of A1; consequently, in all other occurrences of A1, field :20C::PREV is not allowed .
Sequence A if field :23G: is ... |
then field :20C::PREV is ... |
CANC |
Mandatory in one occurrence of subseq. A1, and not allowed in all other occurrences of subseq. A1 |
NEWM |
Not Applicable |
When the message is used as a cancellation, the linkage sequence must contain the reference of the original confirmation.
The Identification of Financial Instrument in Sequence B Registration Instruction Details identifies the financial instrument to be registered. The Identification of Financial Instrument in Sequence D Corporate Action Details identifies subscription rights or exercise warrants from a corporate action.