This message is sent by an account servicer (account servicing institution) to an account owner or its designated agent. The account servicer may be a local agent (sub-custodian) acting on behalf of their global custodian customer, or a custodian acting on behalf of an investment management institution or a broker/dealer.
This message is used to confirm the increase or decrease in securities with a given status within a holding, ie, intra-position transfer.
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
||||||
| M | 16R | Start of Block | GENL | 1 | ||
-----> |
||||||
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 2 |
-----| |
||||||
| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
| O | 98a | PREP | Date/Time | Preparation Date/Time | A or C | 4 |
Optional Subsequence A1 Linkages |
||||||
| M | 16R | Start of Block | LINK | 5 | ||
| O | 13a | LINK | Number Identification | Linked Message | A or B | 6 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 7 |
| M | 16S | End of Block | LINK | 8 | ||
End of Subsequence A1 Linkages |
||||||
| M | 16S | End of Block | GENL | 9 | ||
End of Sequence A General Information |
||||||
Mandatory Sequence B Intra-Position Details |
||||||
| M | 16R | Start of Block | INPOSDET | 10 | ||
| O | 95a | ACOW | Party | Account Owner | P or R | 11 |
| M | 97a | SAFE | Account | Safekeeping Account | A or B | 12 |
| O | 94a | SAFE | Place | Place of Safekeeping | B, C, or F | 13 |
| M | 36B | ESTT | Quantity of Financial Instrument | Quantity of Financial Instrument Settled | :4!c//4!c/15d | 14 |
| M | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
15 | ||
Optional Subsequence B1 Financial Instrument Attributes |
||||||
| M | 16R | Start of Block | FIA | 16 | ||
| O | 94B | PLIS | Place | Place of Listing | :4!c/[8c]/4!c[/30x] | 17 |
-----> |
||||||
| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 18 |
-----| |
||||||
-----> |
||||||
| O | 12a | 4!c | Type of Financial Instrument | (see qualifier description) | A, B, or C | 19 |
-----| |
||||||
| O | 11A | DENO | Currency | Currency of Denomination | :4!c//3!a | 20 |
-----> |
||||||
| O | 98A | 4!c | Date | (see qualifier description) | :4!c//8!n | 21 |
-----| |
||||||
-----> |
||||||
| O | 92A | 4!c | Rate | (see qualifier description) | :4!c//[N]15d | 22 |
-----| |
||||||
-----> |
||||||
| O | 13a | 4!c | Number Identification | (see qualifier description) | A, B, or K | 23 |
-----| |
||||||
-----> |
||||||
| O | 17B | 4!c | Flag | (see qualifier description) | :4!c//1!a | 24 |
-----| |
||||||
-----> |
||||||
| O | 90a | 4!c | Price | (see qualifier description) | A or B | 25 |
-----| |
||||||
-----> |
||||||
| O | 36B | 4!c | Quantity of Financial Instrument | (see qualifier description) | :4!c//4!c/15d | 26 |
-----| |
||||||
-----> |
||||||
| O | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
27 | ||
-----| |
||||||
| O | 70E | FIAN | Narrative | Financial Instrument Attribute Narrative | :4!c//10*35x | 28 |
| M | 16S | End of Block | FIA | 29 | ||
End of Subsequence B1 Financial Instrument Attributes |
||||||
-----> |
||||||
| M | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 30 |
-----| |
||||||
| O | 22F | CAEV | Indicator | Corporate Action Event Indicator | :4!c/[8c]/4!c | 31 |
| O | 70E | SPRO | Narrative | Settlement Instruction Processing Narrative | :4!c//10*35x | 32 |
-----> |
||||||
| M | 93A | 4!c | Balance | (see qualifier description) | :4!c/[8c]/4!c | 33 |
-----| |
||||||
| M | 16S | End of Block | INPOSDET | 34 | ||
End of Sequence B Intra-Position Details |
||||||
Optional Sequence C Additional Information |
||||||
| M | 16R | Start of Block | ADDINFO | 35 | ||
-----> |
||||||
| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 36 |
-----| |
||||||
| M | 16S | End of Block | ADDINFO | 37 | ||
End of Sequence C Additional Information |
||||||
C1. The 'Balance From' must be different from the 'Balance To'. The Sub-Balance Type Code of field :93A::FROM must be different from the Sub-Balance Type Code of field :93A::TOBA. This check applies to sequence B .
C2. If the message is a cancellation, ie, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) must be present in the message, and field :20C::PREV must be present in A1 .
Sequence A if field :23G: is ... |
then subsequence A1 is ... |
and field :20C::PREV is ... |
CANC |
Mandatory |
Mandatory |
NEWM |
Optional |
Not Applicable |
This message must not be used to report the movement of securities out of or into a safekeeping account. It reports only on movements that affect the status/availability of the security, ie, movements from one sub-balance to another or intra-position transfers, within that safekeeping account.
This message should also be used when the account servicer confirms an intra-position instruction, ie, following an MT 524.
In case of blocking of shares, depending on your internal processing method, you can use either an MT 566 Corporate Action Confirmation or an MT 508 Intra-Position Advice. The MT 566 is to be used when the securities safekeeping account is debited and another securities safekeeping account is credited. The MT 508 is to be used when the securities remain in the same securities safekeeping account but are given a blocked status.