This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub custodian) or an investment management institution or a broker/dealer which has an account with their custodian.
Statement of Holdings (MT 535)
Statement of Transactions (MT 536)
Statement of Pending Transactions (MT 537)
Statement of Intra-Position Advices (MT 538)
Report of Combined Activity (MT 575)
Statement of Open Orders (MT 576)
Statement of Numbers (MT 577)
Statement of ETC Pending Trades (MT 584)
Statement of Settlement Allegements (MT 586)
Trade Status (MT 509)
Settlement Status and Processing Advice (MT 548)
Corporate Actions Status and Processing Advice (MT 567)
Depositary Receipt Status and Processing Advice (MT 589)
Registration Status and Processing Advice (MT 510)
Triparty Collateral Status and Processing Advice (MT 558)
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
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| M | 16R | Start of Block | GENL | 1 | ||
| M | 20C | SEME | Reference | Sender's Message Reference | :4!c//16x | 2 |
| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
| O | 98a | STAT | Date/Time | Statement Date/Time | A or C | 4 |
| O | 69a | STAT | Period | Statement Period | A or B | 5 |
| M | 13A | REQU | Number Identification | Requested Message Type | :4!c//3!c | 6 |
| O | 95a | ACOW | Party | Account Owner | P or R | 7 |
| M | 97a | SAFE | Account | Safekeeping Account | A or B | 8 |
-----> |
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| O | 22F | 4!c | Indicator | (see qualifier description) | :4!c/[8c]/4!c | 9 |
-----| |
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-----> Optional Repetitive Subsequence A1 Linkages |
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| M | 16R | Start of Block | LINK | 10 | ||
| O | 13a | LINK | Number Identification | Linked Message | A or B | 11 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 12 |
| M | 16S | End of Block | LINK | 13 | ||
-----| End of Subsequence A1 Linkages |
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| M | 16S | End of Block | GENL | 14 | ||
End of Sequence A General Information |
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-----> Optional Repetitive Sequence B Statement by Status/Reason and/or by Financial Instrument |
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| M | 16R | Start of Block | BYSTAREA | 15 | ||
| O | 25D | 4!c | Status | (see qualifier description) | :4!c/[8c]/4!c | 16 |
-----> |
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| O | 24B | 4!c | Reason | (see qualifier description) | :4!c/[8c]/4!c | 17 |
-----| |
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-----> |
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| O | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
18 | ||
-----| |
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| M | 16S | End of Block | BYSTAREA | 19 | ||
-----| End of Sequence B Statement by Status/Reason and/or by Financial Instrument |
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-----> Optional Repetitive Sequence C By Instruction Reference |
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| M | 16R | Start of Block | REF | 20 | ||
-----> |
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| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 21 |
-----| |
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| M | 16S | End of Block | REF | 22 | ||
-----| End of Sequence C By Instruction Reference |
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Optional Sequence D Additional Information |
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| M | 16R | Start of Block | ADDINFO | 23 | ||
-----> |
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| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 24 |
-----| |
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| M | 16S | End of Block | ADDINFO | 25 | ||
End of Sequence D Additional Information |
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C1. Statement Date/Time (field :98a::STAT) and Statement Period (field :69a:: STAT) are mutually exclusive. This rule applies to sequence A .
Sequence A if field :98a::STAT is ... |
Sequence A then field :69a::STAT is ... |
Present |
Not allowed |
Not present |
Optional |
C2. Sequence B Statement by Status/Reason and/or by Financial Instrument and sequence C Statement by Instruction Reference are mutually exclusive .
If Sequence B is ... |
Then Sequence C is ... |
Present |
Not allowed |
Not present |
Optional |
C3. Within each occurrence of sequence B, the qualifier field 24B must be the same as the code word (Status Code) used with the appropriate qualifier in field 25D of the same occurrence of sequence B .
In each occurrence of Seq. B Statement by Status/Reason and/or by Financial Instrument: |
|
If field :24B:: is present and is ... |
then field :25D:: is mandatory and must be ... if the Data Source Scheme is present in field :25D:: then the conditional rule does not apply. |
:24B::NMAT |
:25D::MTCH//NMAT :25D::INMH//NMAT |
:24B::PEND |
:25D::EPRC//PEND or :25D::DPRC//PEND or :25D::SETT//PEND or :25D::RPRC//PEND |
:24B::PENF |
:25D::SETT//PENF |
:24B::REJT |
:25D::IPRC//REJT or :25D::CPRC//REJT or :25D::RPRC//REJT or :25D::RERC//REJT |
:24B::DEND |
:25D::CPRC//DEND or :25D::RPRC//DEND or :25D::CALL//DEND |
:24B::CAND |
:25D::IPRC//CAND or :25D::CPRC//CAND |
:24B::CANP |
:25D::IPRC//CANP or :25D::CPRC//CANP |
:24B::CGEN |
:25D::IPRC//CGEN |
:24B::DRRE |
:25D::DPRC//DRRE |
:24B::NAFI |
:25D::AFFM//NAFI |
:24B::PACK |
:25D::IPRC//PACK or :25D::CPRC//PACK or :25D::RPRC//PACK or :25D::RERC//PACK |
:24B::CACK |
:25D::CALL//CACK |
:24B::REPR |
:25D::CPRC//REPR or :25D::IPRC//REPR or :25D::RPRC//REPR |
:24B::PPRC |
:25D::IPRC//PPRC |
field ::24B:: is not present |
Rule does not apply |
C4. If the message is a cancellation, ie, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) must be present at least once in the message, and in one and only in one occurrence of A1, field :20C::PREV must be present; consequently, in all other occurrences of A1, field :20C::PREV is not allowed .
Sequence A if field :23G: is ... |
then subsequence A1 is ... |
and field :20C::PREV is ... |
CANC |
Mandatory (minimum one occurrence of A1 must be present) |
Mandatory in one occurrence of subseq. A1, and not allowed in all other occurrences of subseq. A1 |
NEWM |
Optional |
Not Applicable |
Where the message is used to request a statement of pending transactions, the Sender may specify all or selected statuses and/or reasons why the transaction is pending, and for all or selected securities.
Where the message is used to request the status of one or more specific instructions, the By Instruction Reference sequence should be used to specify the references of this/these instruction(s).