This message is sent by an account servicer (account servicing institution) to an account owner or its designated agent. The account servicer may be a local agent (sub-custodian) acting on behalf of their global custodian customer, or a custodian acting on behalf of an investment management institution or a broker/dealer.
This message is used to advise the status, or a change in status, of a corporate action-related transaction previously instructed by, or executed on behalf of, the account owner. This will include the acknowledgement/rejection of a corporate action instruction or the acknowledgement/rejection of a request to cancel an outstanding instruction. It may also be used to provide a reason as to why a corporate action event has not been completed by the announced payment dates.
re-send a corporate action status previously sent
provide a third party with a copy of the message.
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
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| M | 16R | Start of Block | GENL | 1 | ||
-----> |
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| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 2 |
-----| |
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| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
| M | 22F | CAEV | Indicator | Corporate Action Event Indicator | :4!c/[8c]/4!c | 4 |
| O | 98a | PREP | Date/Time | Preparation Date | A or C | 5 |
-----> Mandatory Repetitive Subsequence A1 Linkages |
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| M | 16R | Start of Block | LINK | 6 | ||
| O | 13a | LINK | Number Identification | Linked Message | A or B | 7 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 8 |
| M | 16S | End of Block | LINK | 9 | ||
-----| End of Subsequence A1 Linkages |
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-----> Mandatory Repetitive Subsequence A2 Status |
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| M | 16R | Start of Block | STAT | 10 | ||
| M | 25D | 4!c | Status Code | (see qualifier description) | :4!c/[8c]/4!c | 11 |
-----> Optional Repetitive Subsequence A2a Reason |
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| M | 16R | Start of Block | REAS | 12 | ||
| M | 24B | 4!c | Reason Code | (see qualifier description) | :4!c/[8c]/4!c | 13 |
| O | 70D | REAS | Narrative | Reason Narrative | :4!c//6*35x | 14 |
| M | 16S | End of Block | REAS | 15 | ||
-----| End of Subsequence A2a Reason |
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| M | 16S | End of Block | STAT | 16 | ||
-----| End of Subsequence A2 Status |
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| M | 16S | End of Block | GENL | 17 | ||
End of Sequence A General Information |
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Optional Sequence B Corporate Action Details |
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| M | 16R | Start of Block | CADETL | 18 | ||
| O | 13A | CAON | Number Identification | CA Option Number | :4!c//3!c | 19 |
| O | 22a | CAOP | Indicator | Corporate Action Option Code Indicator | F or H | 20 |
| O | 95a | ACOW | Party | Account Owner | P or R | 21 |
-----> |
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| O | 97A | 4!c | Account | (see qualifier description) | :4!c//35x | 22 |
-----| |
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| O | 94a | SAFE | Place | Place of Safekeeping | B, C, or F | 23 |
| O | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
24 | ||
-----> |
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| O | 36B | 4!c | Quantity of Financial Instrument | (see qualifier description) | :4!c//4!c/15d | 25 |
-----| |
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-----> |
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| O | 19B | 4!c | Amount | (see qualifier description) | :4!c//3!a15d | 26 |
-----| |
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-----> |
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| O | 93B | 4!c | Balance | (see qualifier description) | :4!c/[8c]/4!c/[N]15d | 27 |
-----| |
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| M | 16S | End of Block | CADETL | 28 | ||
End of Sequence B Corporate Action Details |
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Optional Sequence C Additional Information |
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| M | 16R | Start of Block | ADDINFO | 29 | ||
-----> |
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| O | 70E | 4!c | Narrative | (see qualifier description) | :4!c//10*35x | 30 |
-----| |
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-----> |
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| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 31 |
-----| |
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| M | 16S | End of Block | ADDINFO | 32 | ||
End of Sequence C Additional Information |
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C1. Within each occurrence of subsequence A2a, the qualifier in field 24B must be the same as the code word (Status Code) used with the appropriate qualifier in field 25D of its surrounding subsequence A2 .
In each occurrence of Seq. A2 Status |
|
In each occurrence of Subseq. A2a Reason (if present) if field :24B:: is ... |
then in Seq. A2 Status, field :25D:: must be ... if the Data Source Scheme is present in field :25D:: then the conditional rule does not apply. |
:24B::CAND |
:25D::IPRC//CAND or :25D::CPRC//CAND |
:24B::CANP |
:25D::CPRC//CANP |
:24B::PACK |
:25D::IPRC//PACK or :25D::CPRC//PACK |
:24B::PEND |
:25D::IPRC//PEND or :25D::EPRC//PEND |
:24B::REJT |
:25D::IPRC//REJT or :25D::CPRC//REJT |
C2. If the message is an instruction status or a cancellation request status (:23G:INST or CAST), AND Sequence B is present, AND an instruction has been received (:25D::IPRC//NOIN is NOT present in the message), then sequence B should contain a CA option number and code (:13A::CAON and :22a::CAOP are mandatory) .
In Seq. A if field :23G: is ... |
And Seq. B is ... |
And field :25D::IPRC//NOIN(in Subseq. A2) is ... |
then Seq. B, field :13A::CAON is ... |
And Seq. B, field :22a::CAOP is ... |
INST or CAST |
Present |
Not present in the message,or used with a DSS |
Mandatory |
Mandatory |
Present at least once in the message without DSS this condition takes precedence over the condition "Not present in the message, or used with a DSS". |
Optional |
Optional |
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Not present |
Not Applicable |
Not Applicable |
Not Applicable |
|
EVST |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
C3. In sequence B, field :36B::STAQ or QREC cannot appear more than twice (maximum two occurrences). When repeated, one occurrence must have Quantity Type Code FAMT and the other occurrence must have Quantity Type Code AMOR .
Sequence B if field :36B::STAQ or QREC is ... |
Then one occurrence of :36B::STAQ or QREC must be ... |
And the other occurrence of :36B::STAQ or QREC must be ... |
Repeated |
:36B::STAQ//FAMT or :36B::QREC//FAMT |
:36B::STAQ//AMOR or :36B::QREC//AMOR |
Not Repeated |
Not Applicable |
Not Applicable |