This message type is sent by a depositary bank or its authorised representative to an instructing party, eg, broker-dealer. It may also be sent by a custodian to the owner of a depositary receipt.
It is used to advise the status, or the change in status, of a depositary receipt transaction previously instructed by or executed on behalf of the Receiver.
reply to a request to cancel a depositary receipt instruction
reply to a request for status of a depositary receipt transaction
re-send a depositary receipt status and processing advice previously sent
provide a third party with a copy of the message being sent.
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
Mandatory Sequence A General Information |
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| M | 16R | Start of Block | GENL | 1 | ||
| M | 20C | SEME | Reference | Sender's Message Reference | :4!c//16x | 2 |
| M | 23G | Function of the Message | 4!c[/4!c] | 3 | ||
-----> |
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| M | 22a | 4!c | Indicator | (see qualifier description) | F or H | 4 |
-----| |
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| O | 12a | 4!c | Type of Financial Instrument | (see qualifier description) | A, B, or C | 5 |
| O | 98a | PREP | Date/Time | Preparation Date/Time | A or C | 6 |
-----> Mandatory Repetitive Subsequence A1 Linkages |
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| M | 16R | Start of Block | LINK | 7 | ||
| O | 13a | LINK | Number Identification | Linked Message | A or B | 8 |
| M | 20C | 4!c | Reference | (see qualifier description) | :4!c//16x | 9 |
| M | 16S | End of Block | LINK | 10 | ||
-----| End of Subsequence A1 Linkages |
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-----> Mandatory Repetitive Subsequence A2 Status |
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| M | 16R | Start of Block | STAT | 11 | ||
| M | 25D | 4!c | Status Code | (see qualifier description) | :4!c/[8c]/4!c | 12 |
-----> Optional Repetitive Subsequence A2a Reason |
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| M | 16R | Start of Block | REAS | 13 | ||
| M | 24B | 4!c | Reason Code | (see qualifier description) | :4!c/[8c]/4!c | 14 |
| O | 70D | REAS | Narrative | Reason Narrative | :4!c//6*35x | 15 |
| M | 16S | End of Block | REAS | 16 | ||
-----| End of Subsequence A2a Reason |
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| M | 16S | End of Block | STAT | 17 | ||
-----| End of Subsequence A2 Status |
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| M | 16S | End of Block | GENL | 18 | ||
End of Sequence A General Information |
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Optional Sequence B Depositary Receipt Details |
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| M | 16R | Start of Block | DRDETL | 19 | ||
-----> |
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| O | 98a | 4!c | Date/Time | (see qualifier description) | A or C | 20 |
-----| |
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| O | 95a | ACOW | Party | Account Owner | P or R | 21 |
| O | 97A | SAFE | Account | Safekeeping Account | :4!c//35x | 22 |
-----> Optional Repetitive Subsequence B1 Details of Financial Instrument |
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| M | 16R | Start of Block | FIDETL | 23 | ||
| M | 35B | Identification of the Financial Instrument | [ISIN1!e12!c] [4*35x] |
24 | ||
| O | 12a | 4!c | Type of Financial Instrument | (see qualifier description) | A, B, or C | 25 |
| M | 36B | QSEC | Quantity of Financial Instrument | Quantity of Securities | :4!c//4!c/15d | 26 |
| M | 16S | End of Block | FIDETL | 27 | ||
-----| End of Subsequence B1 Details of Financial Instrument |
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-----> Optional Repetitive Subsequence B2 Depositary Receipt Parties |
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| M | 16R | Start of Block | DRPRTY | 28 | ||
-----> |
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| M | 95a | 4!c | Party | (see qualifier description) | P, Q, R, or S | 29 |
-----| |
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-----> |
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| O | 97A | 4!c | Account | (see qualifier description) | :4!c//35x | 30 |
-----| |
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| O | 70E | PACO | Narrative | Party Narrative | :4!c//10*35x | 31 |
| M | 16S | End of Block | DRPRTY | 32 | ||
-----| End of Subsequence B2 Depositary Receipt Parties |
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| M | 16S | End of Block | DRDETL | 33 | ||
End of Sequence B Depositary Receipt Details |
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Optional Sequence C Additional Information |
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| M | 16R | Start of Block | ADDINFO | 34 | ||
-----> |
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| O | 70E | ADTX | Narrative | Additional Text | :4!c//10*35x | 35 |
-----| |
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-----> |
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| O | 95a | 4!c | Party | (see qualifier description) | P, Q, or R | 36 |
-----| |
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| M | 16S | End of Block | ADDINFO | 37 | ||
End of Sequence C Additional Information |
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C1. If the depositary receipt type (field :22H::DERE) specifies a program conversion, Conversion To (field :22F::CNVT) and Conversion From (field :22F::CNVF) must be specified and the Type of Financial Instrument (field 12a) must not be present.
If the depositary receipt type (field 22H::DERE) does not specify a program conversion, the Type of Financial Instrument (field 12a) must be present.
These checks apply to sequence A .
Sequence A if in field :22H::DERE Indicator is ... |
Sequence A then field :22F::CNVT is ... |
Sequence A then field :22F::CNVF is ... |
Sequence A then field 12a is ... |
CONV |
Mandatory |
Mandatory |
Not allowed |
Not equal CONV |
Optional |
Optional |
Mandatory |