| Option P | :4!c//4!a2!a2!c[3!c] | (Qualifier)(BIC) |
| Option R | :4!c/8c/34x | (Qualifier)(Data Source Scheme)(Proprietary Code) |
| Option S | :4!c/[8c]/4!c/2!a/30x | (Qualifier)(Data Source Scheme)(Type of ID)(Country Code)(Alternate ID) |
| Option U | :4!c//3*35x | (Qualifier)(Name) |
Order |
M/O |
Qualifier |
R/N |
CR |
Options |
Qualifier Description |
1 |
O |
OWND |
N |
|
P, R, or U |
Beneficial Owner |
|
or |
NOMI |
N |
|
P, R, or U |
Nominee Name |
|
or |
TRUS |
N |
|
P, R, or U |
Trustee/Third Party |
2 |
O |
ALTE |
R |
|
S |
Alternate ID |
This qualified generic field specifies:
ALTE |
Alternate ID |
Alternate identification for a party. |
NOMI |
Nominee Name |
Party that identifies the nominee. |
OWND |
Beneficial Owner |
Party that is the beneficial owner of the specified quantity of securities. |
TRUS |
Trustee/Third Party |
Party that acts as the trustee or a third party. |
In option P, BIC specifies the Bank Identifier Code.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
Alternate ID specifies an alternate identification of the party identified in the same sequence.
Type of ID specifies the type of alternate identification which can be used to give an alternate identification of the party identified in the sequence.
Country Code specifies the country for which the alternate identification is relevant.
In option S, if Data Source Scheme is not present, Type of ID must contain one of the following codes :
ARNU |
Alien Registration Number |
Number assigned by a government agency to identify foreign nationals. |
CCPT |
Passport Number |
Number assigned by a passport authority. |
CHTY |
Tax Exempt Identification Number |
Number assigned to a tax exempt entity. |
CORP |
Corporate Identification |
Number assigned to a corporate entity. |
DRLC |
Driver's Licence Number |
Number assigned to a driver's license. |
FIIN |
Foreign Investment Identity Number |
Number assigned to a foreign investor (other than the alien number). |
TXID |
Tax Identification Number |
Number assigned by a tax authority to an entity. |
Country Code must be a valid ISO country code .
The BIC must be a SWIFT registered address, either connected or non-connected .
Proprietary code (Format Option R), Alternate ID (Format Option S) and Name (Format Option U) must not start or end with a slash '/' and not contain two consecutive slashes '//'. For field formats with more than 1 line, the rule applies for each line .