MT535: (43) Field 93a: Balance

FORMAT

Option B :4!c/[8c]/4!c/[N]15d (Qualifier)(Data Source Scheme)(Quantity Type Code)(Sign)(Balance)
Option C :4!c//4!c/4!c/[N]15d (Qualifier)(Quantity Type Code)(Balance Type Code)(Sign)(Balance)

PRESENCE

Mandatory in optional subsequence B1b

QUALIFIER

 

Order

M/O

Qualifier

R/N

CR

Options

Qualifier Description

1

M

AGGR

N

C8

B

Aggregate

 

or

AWAS

N

 

B

Available With No Additional Status

 

or

BLCA

N

 

B or C

Blocked Corporate Action

 

or

BLOK

N

 

B or C

Blocked

 

or

BLOT

N

 

B or C

Blocked Trading

 

or

BLOV

N

 

B or C

Blocked Authenticity

 

or

BODE

N

 

B or C

Pending Borrowed Delivery

 

or

BORE

N

 

B or C

Pending Borrowed Receipt

 

or

BORR

N

 

B or C

Borrowed

 

or

CLEN

N

 

B or C

Tax Exempt

 

or

COLA

N

 

B

Eligible for Collateral Purposes

 

or

COLI

N

 

B or C

Collateral In

 

or

COLO

N

 

B or C

Collateral Out

 

or

DIRT

N

 

B or C

Non Tax Exempt

 

or

DRAW

N

 

B or C

Drawn

 

or

LOAN

N

 

B or C

On Loan

 

or

LODE

N

 

B or C

Pending On Loan Delivery

 

or

LORE

N

 

B or C

Pending On Loan Receipt

 

or

MARG

N

 

B or C

Derivatives Margin Sub-balance

 

or

NOMI

N

 

B or C

Registered

 

or

OTHR

N

 

B or C

Unclassified

 

or

PDMT

N

C6

B or C

Pending delivery matched balance

 

or

PDUM

N

C6

B or C

Pending delivery unmatched balance

 

or

PRMT

N

C7

B or C

Pending receipt matched balance

 

or

PRUM

N

C7

B or C

Pending receipt unmatched balance

 

or

PECA

N

 

B or C

Pending Corporate Action Receipt

 

or

PEDA

N

 

B or C

Pending Corporate Action Delivery

 

or

PEND

N

 

B or C

Pending Delivery

 

or

PENR

N

 

B or C

Pending Receipt

 

or

PLED

N

 

B or C

Pledged

 

or

REGO

N

 

B or C

Out for Registration

 

or

RSTR

N

 

B or C

Restricted

 

or

SPOS

N

 

B or C

Street Position

 

or

TRAN

N

 

B or C

In Transshipment

 

or

UNRG

N

 

B or C

Unregistered

2

O

AVAI

N

C10

B

Available Balance

3

O

NAVL

N

C10

B

Not Available Balance

DEFINITION

This qualified generic field specifies:

AGGR

Aggregate

Aggregate balance per place of safekeeping (for multiple place of safekeeping reporting ONLY).

AVAI

Available Balance

Total quantity of financial instruments of the aggregate balance that is available.

AWAS

Available With No Additional Status

Balance of financial instruments that are freely available with no specific additional status.

BLCA

Blocked Corporate Action

Balance of financial instrument blocked following a corporate action, including proxy activities.

BLOK

Blocked

Balance of financial instruments that are blocked.

BLOT

Blocked Trading

Balance of financial instruments that are blocked for trading.

BLOV

Blocked Authenticity

Balance of financial instruments that are blocked for verification of authenticity.

BODE

Pending Borrowed Delivery

Balance of financial instruments that are pending delivery in relation to a borrow transaction.

BORE

Pending Borrowed Receipt

Balance of financial instruments that are pending receipt in relation to a borrow transaction.

BORR

Borrowed

Balance of financial instruments that have been borrowed from another party.

CLEN

Tax Exempt

Balance of tax-exempt financial instruments.

COLA

Eligible for Collateral Purposes

Balance of financial instruments that are eligible for use for collateral purposes.

COLI

Collateral In

Balance of securities that belong to a third party and that are held for the purpose of collateralisation.

COLO

Collateral Out

Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.

DIRT

Non Tax Exempt

Balance of taxable financial instruments.

DRAW

Drawn

Balance of securities that are drawn for redemption.

LOAN

On Loan

Balance of financial instruments, that have been loaned to a third party.

LODE

Pending On Loan Delivery

Balance of financial instruments that are pending delivery in relation to a lending transaction.

LORE

Pending On Loan Receipt

Balance of financial instruments that are pending receipt in relation to a lending transaction.

MARG

Derivatives Margin Sub-balance

Balance of securities that belong to the safekeeping account indicated within this message, and that are used as collateral for derivatives.

NAVL

Not Available Balance

Total quantity of financial instruments of the aggregate balance that is NOT available.

NOMI

Registered

Balance of securities that are registered (in the name of a nominee or of the beneficial owner).

OTHR

Unclassified

Balance of financial instrument that cannot be categorised, ie, is not identified with one of the existing sub-balance types.

PDMT

Pending delivery matched balance

Balance of financial instruments pending delivery that have been matched.

PDUM

Pending delivery unmatched balance

Balance of financial instruments pending delivery that have been unmatched.

PECA

Pending Corporate Action Receipt

Balance of financial instrument pending receipt following a corporate action.

PEDA

Pending Corporate Action Delivery

Balance of financial instrument pending delivery following a corporate action.

PEND

Pending Delivery

Balance of financial instruments that are pending delivery.

PENR

Pending Receipt

Balance of financial instruments that are pending receipt.

PLED

Pledged

Balance of securities that belong to the safekeeping account indicated within this message, and that are pledged, for example, to cover a short call.

PRMT

Pending receipt matched balance

Balance of financial instruments pending receipt that have been matched.

PRUM

Pending receipt unmatched balance

Balance of financial instruments pending receipt that are unmatched.

REGO

Out for Registration

Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).

RSTR

Restricted

Balance of financial instruments that may only be sold under certain conditions or require legal documents.

SPOS

Street Position

Balance of financial instruments that remain registered in the name of the prior beneficial owner.

TRAN

In Transshipment

Balance of physical securities that are in the process of being transferred from one depository/agent to another.

UNRG

Unregistered

Balance of financial instruments that could not be registered due to foreign ownership limitation.

CODES

In option B, if Data Source Scheme is not present, Quantity Type Code must contain one of the following codes :

AMOR

Amortised

Quantity expressed as an amount representing the current amortised face amount of a bond, eg, a periodic reduction of a bond's principal amount.

FAMT

Face Amount

Quantity expressed as an amount representing the face amount, ie, the principal, of a debt instrument.

UNIT

Unit Number

Quantity expressed as a number, eg, a number of shares.

CODES

In option C, Balance Type Code must contain one of the following codes :

AVAI

Available

Sub-balance reported quantity is available.

NAVL

Not Available

Sub-balance reported quantity is not available.

NETWORK VALIDATED RULES

The integer part of Balance must contain at least one digit. A decimal comma ',' is mandatory and is included in the maximum length .

When Sign is present, Balance must not be zero .

USAGE RULES

Sign must be present only when Balance is negative.

If the Available Balance and Not Available Balance are both provided, the total of the Available Balance and the Not Available Balance must equal the Aggregate Balance provided in the same sequence.

Eligible for Collateral Purposes subbalance (:93B::COLA) is only to be used in (I)CSD-participant communication or if bilaterally agreed between the Sender and Receiver.

EXAMPLE

The below is an example of the optional use of sub-balance qualifier AWAS (Available With No Additional Status).

In the below scenario of a custody (22F::STTY//CUST) settled dated (:22F::STBA//SETT) statement, the account owner holds 12300 units of equity B: