| Option C | :4!c//2!a | (Qualifier)(Country Code) |
| Option P | :4!c//4!a2!a2!c[3!c] | (Qualifier)(BIC/BEI) |
| Option Q | :4!c//4*35x | (Qualifier)(Name & Address) |
| Option R | :4!c/8c/34x | (Qualifier)(Data Source Scheme)(Proprietary Code) |
| Option S | :4!c/[8c]/4!c/2!a/30x | (Qualifier)(Data Source Scheme)(Type of ID)(Country Code)(Alternate ID) |
Order |
M/O |
Qualifier |
R/N |
CR |
Options |
Qualifier Description |
1 |
M |
EXCH |
N |
C7 |
P, Q, or R |
Stock Exchange |
|
or |
MEOR |
N |
C7 |
P, Q, or R |
Originator of Message |
|
or |
MERE |
N |
C7 |
P, Q, or R |
Recipient of Message |
|
or |
TRRE |
N |
C7 |
P, Q, or R |
Trade Regulator |
|
or |
INVE |
N |
C7 |
C, P, Q, or R |
Investor |
|
or |
VEND |
N |
C7, C15 |
P, Q, or R |
Vendor |
|
or |
TRAG |
N |
C7 |
P, Q, or R |
Triparty Agent |
2 |
O |
ALTE |
N |
|
S |
Alternate ID |
This qualified generic field specifies:
ALTE |
Alternate ID |
Alternate identification for a party. |
EXCH |
Stock Exchange |
Party that identifies the stock exchange. |
INVE |
Investor |
Party, either an individual or organisation, whose assets are being invested. |
MEOR |
Originator of Message |
Party that originated the message, if other than the Sender. |
MERE |
Recipient of Message |
Party that is the final destination of the message, if other than the Receiver. |
TRAG |
Triparty Agent |
Party that handles tri-party transactions. |
TRRE |
Trade Regulator |
Party that identifies the trade regulator. |
VEND |
Vendor |
Vendor of the Settlement Standing Instruction database requested to be consulted through sequence E field :22F::DBNM//VEND. |
In option P, BIC specifies the Bank Identifier Code. BEI specifies the Business Entity Identifier.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
Type of ID specifies the type of alternate identification which can be used to give an alternate identification of the party identified in the sequence.
Country Code specifies the country for which the alternate identification is relevant.
Alternate ID specifies an alternate identification of the party identified in the same sequence.
In option S, if Data Source Scheme is not present, Type of ID must contain one of the following codes :
ARNU |
Alien Registration Number |
Number assigned by a government agency to identify foreign nationals. |
CCPT |
Passport Number |
Number assigned by a passport authority. |
CHTY |
Tax Exempt Identification Number |
Number assigned to a tax exempt entity. |
CORP |
Corporate Identification |
Number assigned to a corporate entity. |
DRLC |
Driver's License Number |
Number assigned to a driver's license. |
FIIN |
Foreign Investment Identity Number |
Number assigned to a foreign investor (other than the alien number). |
TXID |
Tax Identification Number |
Number assigned by a tax authority to an entity. |
Country Code must be a valid ISO country code .
The BIC/BEI must be a SWIFT registered address, either connected or non-connected .
Proprietary code (Format Option R), Alternate ID (Format Option S) and Name & Address (Format Option Q) must not start or end with a slash '/' and not contain two consecutive slashes '//'. For field formats with more than 1 line, the rule applies for each line .
The qualifier INVE is to be used only when the investor cannot be a trade counterparty for legal reasons, eg, in Japan where the trust bank arranges the deal with the broker.
When INVE is used with option C, the country code specifies the nationality of the investor, for the settlement of certain securities (i.e. airlines, defence manufacturers) under the EU legislation.