MT584: (41) Field 22a: Indicator

CODES

In option H, if Qualifier is BUSE, Indicator must contain one of the following codes :

BUYI	Buy	Transaction is a purchase of financial instrument.
SELL	Sell	Transaction is a sale of financial instrument.

CODES

In option H, if Qualifier is REDE, Indicator must contain one of the following codes :

DELI	Delivery	Instruction to deliver securities.
RECE	Receipt	Instruction to receive securities.

CODES

In option H, if Qualifier is PAYM, Indicator must contain one of the following codes :

APMT	Against Payment	Financial Instruments are to be delivered against payment.
FREE	Free	Financial Instruments are to be delivered free.

CODES

In option F, if Qualifier is PRIC and Data Source Scheme is not present, Indicator must contain one of the following codes :

AVER	Average Execution Price	Price is an average execution price.
AVOV	Override of the Average Price	Price is an override of the average price.
COMB	Combined Expenses	Price is a combined expenses price (used in the UK market).
NDIS	Net to Client Disclosed	Price is net to the client disclosed (used in the UK market).
NET1	Net Price 1	Price is a net price, ie, net of all charges, taxes, fees...
NET2	Net Price 2	Price is a net price, ie, net only of local broker's commission, local fees, local taxes, ...
NOGR	Notional Gross	Price is notional gross (used in the UK market).
NUND	Net to Client Undisclosed	Price is net to the client undisclosed (used in the UK market).
PARV	Par Value	Price is a par value or equal to the nominal or face value of the instrument.
RDAV	Rounded Average Price	Price is a rounded average price.

CODES

In option F, if Qualifier is PROC and Data Source Scheme is not present, Indicator must contain one of the following codes :

CLOP	Close Position.	Trade is to close a position.
OPEP	Open Position.	Trade is to open a position.

CODES

In option F, if Qualifier is RPOR and Data Source Scheme is not present, Indicator must contain one of the following codes :

EXCH	Stock Exchange	Trade details are to be reported to a stock exchange.
TRRE	Trade Details Reported	Trade details are to be reported to a regulatory organisation.

CODES

In option F, if Qualifier is PRIR and Data Source Scheme is not present, Indicator must contain a numerical value in the range 0001 - 9999 where 0001 refers to the highest priority .

CODES

In option F, if Qualifier is SETG and Data Source Scheme is not present, Indicator must contain one of the following codes :

GENS	Instruction Generation by ETC Provider	Specifies if the ETC service provider is to generate a settlement instruction.
NOGE	Not Instruction Generation by ETC Provider	Specifies if the ETC service provider is not to generate a settlement instruction where a previous agreement to do so exists.

CODES

In option F, if Qualifier is TTCO and Data Source Scheme is not present, Indicator must contain one of the following codes :

BLKO	Block Order	Trade is a block trade, allocation instructions will follow.
BTEX	Best Execution	Trade was executed at best execution.
BTMI	Bought Minus	Bought minus indicator.
CBNS	Cum Bonus	Trade is executed cum bonus.
CCPN	Cum Coupon	Trade is executed cum coupon.
CDIV	Cum Dividend	Trade is executed cum dividend.
CRST	Cross Trade Allowed	Cross trades are allowed whereby buy and sell orders are offset without recording the trade on the exchange.
CRTS	Cum Rights	Trade is executed cum rights.
CWAR	Cum Warrants	Trade is executed cum warrants.
DIOR	Directed Order	Trade is executed with a specific trading party.
DORD	Direct Order	Trade is executed by a trading party other than the trading party to which the order is sent. In this case, the instructing party has traded with another broker which will subsequently send an advice of execution to the executing party.
FRAC	Fractional Parts Allowed	Fractional parts allowed.
GTDL	Guaranteed Delivery	Delivery of the financial instrument on settlement date is guaranteed.
MAPR	Market Price	The trade was executed at market price.
NCRS	No Cross Trade Allowed.	No cross trade allowed.
NEGO	Negociated Trade	A negotiated trade is a trade for which the price is not the one quoted but an improved one that is, negotiated price.
NMPR	Non-Market Price	The trade was executed outside of normal market conditions (eg, in the case of an iceberg order).
SETI	Sold Exempt	Trade is exempt from short-sale rules.
SPCU	Special Cum Dividend	Trade is executed with a special cum dividend, i.e., buying after the ex date and getting the dividend.
SPEX	Special Ex Dividend	Trade is executed with a special ex dividend, i.e., selling before the ex date without the coupon.
SPSI	Sold Plus	Sold plus indicator.
SSTI	Sold Short	Sold short indicator.
XBNS	Ex Bonus	Trade is executed ex bonus.
XCPN	Ex Coupon	Trade is executed ex coupon.
XDIV	Ex Dividend	Trade is executed ex dividend.
XRTS	Ex Rights	Trade is executed ex rights.
XWAR	Ex Warrants	Trade is executed ex warrants.

CODES

In option F, if Qualifier is COST and Data Source Scheme is not present, Indicator must contain one of the following codes :

CLDI	Per Client Agreement	Commission is as per client agreement.
FLAT	Flat Fee	Commission is a flat fee.
PERN	Percentage of Principal in Basis Points	Commission is a percentage of the principal.
PERU	Per Unit	Commission is per unit of financial instrument.
PWCD	Percentage Commission Waived as Cash Discount	Commission is a percentage commission waived as cash discount.
PWEU	Percentage Commission Waived as Additional Units	Commission is a percentage commission waived as additional units.
SOFT	Soft Dollar Commission Sharing	Commission is a soft dollar percentage commission.
STEP	Commission Sharing Type is for Step-out Trade	Commission type is for a step-out trade.

CODES

In option F, if Qualifier is REPT and Data Source Scheme is not present, Indicator must contain one of the following codes :

CADJ	Swap/Substitution	Relates to a repo collateral substitution.
CALL	Repo Call	Relates to a change in the closing or maturity date.
PAIR	Pair-Off	Relates to a repo that is part of a pair-off.
RATE	Repo Rate	Relates to a change in the repo rate.
ROLP	Rollover	Relates to a repo rollover of a position extending the closing or maturity date.
TOPU	Top-Up	Relates to a cover of securities position due to deficit of collateral following mark to market valuation.
WTHD	Withdrawal	Relates to a return of securities position due to excess of collateral following mark to market valuation.

CODES

In option F, if Qualifier is SETR and Data Source Scheme is not present, Indicator must contain one of the following codes :

BSBK	Buy Sell Back	Relates to a buy sell back transaction.
COLL	Collateral	Relates to a collateral movement in the form of securities.
CONV	DR Conversion	Relates to a depository receipt conversion.
FCTA	Factor Update	Relates to a factor update.
INSP	In Speci/Share Exchange	Relates to a movement of shares into or out of a pooled account.
ISSU	DR Issue	Relates to issue of a depositary receipt.
MKDW	Mark-Down	Relates to the decrease of positions held by an ICSD at the common depository due to custody operations (repurchase, pre-release, proceed of corp. event realigned).
MKUP	Mark-Up	Relates to the increase of positions held by an ICSD at the common depository due to custody operations (repurchase, pre-release, proceed of corporate event realigned).
NETT	Netting	Relates to the netting of settlement instructions.
NSYN	Non Syndicated	Relates to the issue of medium and short term paper (CP, CD, MTN, notes ...) under a program and without syndication arrangement.
OWNE	External Account Transfer	Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver).
OWNI	Internal Account Transfer	Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver).
PAIR	Pair-Off	Relates to a pair-off: the transaction is paired off and netted against one or more previous transactions.
PLAC	Placement	Relates to the placement/new issue of a financial instrument.
PORT	Portfolio Move	Relates to a portfolio move from one investment manager to another and/or from an account servicer to another. It is generally charged differently than another account transfer (OWNE, OWNI, INSP), hence the need to identify this type of transfer as such.
REAL	Realignment	Relates to a realignment of positions.
REDI	Withdrawal	Relates to the withdrawal of specified amounts from specified sub-accounts.
REDM	Redemption (Funds)	Relates to a redemption of Funds (Funds Industry ONLY).
RELE	DR Release/Cancellation	Relates to a release (into/from local) of Depository Receipt operation.
REPU	Repo	Relates to a repurchase agreement transaction.
RODE	Return of Delivery Without Matching	Relates to the return of financial instruments resulting from a rejected delivery without matching operation.
RPTO	Reporting	Relates to a transaction that is for reporting purposes only.
RVPO	Reverse Repo	Relates to a reverse repurchase agreement transaction.
SBBK	Sell Buy Back	Relates to a sell buy back transaction.
SBRE	Borrowing Reallocation	Internal reallocation of a borrowed holding from one safekeeping account to another.
SECB	Securities Borrowing	Relates to a securities borrowing operation.
SECL	Securities Lending	Relates to a securities lending operation.
SLRE	Lending Reallocation	Internal reallocation of a holding on loan from one safekeeping account to another.
SUBS	Subscription (Funds)	Relates to a subscription to funds (Funds Industry ONLY).
SYND	Syndicated	Relates to the issue of financial instruments through a syndicate of underwriters and a Lead Manager.
TBAC	TBA Closing	Relates to a To Be Announced (TBA) closing trade.
TRAD	Trade	Relates to the settlement of a trade.
TRPO	Triparty Repo	Relates to a triparty repurchase agreement.
TURN	Turnaround	Relates to a turnaround: the same security is bought and sold to settle the same day, to or from different brokers.

CODES

In option F, if Qualifier is STCO and Data Source Scheme is not present, Indicator must contain one of the following codes :

ASGN	Assignment	Transfer of ownership of the asset to another party during the closing of an option.
CLEN	Clean	Tax-exempt financial instruments are to be settled.
DIRT	Dirty	Taxable financial instruments are to be settled.
DLWM	Delivery Without Matching	Matching receipt instruction not required (only for concerned ICSD and CSD).
DRAW	Drawn	Settlement transactions relates to drawn securities.
EXER	Exercised	Exercised. Settlement transaction relates to options, futures or derivatives that are exercised.
FRCL	Free Clean Settlement	Delivery will be made free of payment but a clean payment order will be sent.
KNOC	Knocked Out	Settlement transaction relates to options, futures or derivatives that are expired worthless.
NPAR	No Partial Settlement Allowed.	Partial settlement is not allowed.
PART	Partial Settlement Allowed.	Partial settlement is allowed.
PHYS	Physical	Securities are to be physically settled.
SPCS	Split Currency Settlement	Settlement is in two different currencies.
SPDL	Special Delivery.	Settlement transactions to be settled with special delivery.
SPST	Split Settlement	Money and financial instruments settle in different locations.
UNEX	Unexposed	Delivery cannot be performed until money is received.

CODES

In option F, if Qualifier is STAM, the Data Source Scheme must be used to indicate the stamp duty type or reason, eg, in the United Kingdom and Ireland (CRST), in South Africa (STRA), etc.

CODES

In option F, if Qualifier is RTGS and Data Source Scheme is not present, Indicator must contain one of the following codes :

NRTG	Non-RTGS	Settle through the non-RTGS system. If there is a standing instruction in place for settlement through the RTGS instruction, then this standing instruction is to be ignored.
YRTG	RTGS	Settle through the RTGS system. If there is a standing instruction in place for settlement through the non-RTGS system, then this standing instruction is to be ignored.

CODES

In option F, if Qualifier is REGT and Data Source Scheme is not present, Indicator must contain one of the following codes :

NREG	Street Name	Hold the securities in street name. If there is a standing instruction in place to register on receipt, then this standing instruction is to be ignored.
YREG	Register	Register on receipt. If there is a standing instruction in place to hold the securities in street name, then this standing instruction is to be ignored.

CODES

In option F, if Qualifier is BENE and Data Source Scheme is not present, Indicator must contain one of the following codes :

NBEN	NCBO	No Change of Beneficial Ownership (NCBO). If a standing instruction is in place for change of beneficial ownership (CBO), then this standing instruction is to be ignored.
YBEN	CBO	Change of Beneficial Ownership (CBO). If a standing instruction is in place for no change of beneficial ownership (NCBO), then this standing instruction is to be ignored.

CODES

In option F, if Qualifier is TRCA and Data Source Scheme is not present, Indicator must contain one of the following codes :

CUST	Settling as a Custodian	Settlement party is a custodian. It receives/delivers the securities and carries out custodial duties.
SAGE	Settling as an Agent	Party settles trades on behalf of his client for which he also traded.
SPRI	Settling as a Principal	Party settles its own trades.

CODES

In option F, if Qualifier is CASY and Data Source Scheme is not present, Indicator must contain one of the following codes :

BOKW	Bank of Korea Wire	Settle money through Bank of Korea Wire.
CHEC	Cheque	Settle money through Cheque.
GBSC	UK Domestic	Settle money through UK domestic.
GROS	Gross settlement system	Settle money through gross settlement system.
NETS	Net settlement system	Settle money through net settlement system.
USCH	CHIPS (US)	Settle money through CHIPS (US).
USFW	Fedwire (US)	Settle money through Fedwire (US).

CODES

In option F, if Qualifier is TCPI and Data Source Scheme is not present, Indicator must contain one of the following codes :

AGEN	Agent	Acting as an agent for tax liability.
PRIN	Principal	Acting as a principal for tax liability.

CODES

In option F, if Qualifier is REST and Data Source Scheme is not present, Indicator must contain one of the following codes :

144A	Pursuant to 144A	Ownership or transfer of an unregistered security issued, pursuant to US legal restrictions 144A.
NRST	Not Subject to Restrictions	Ownership or transfer of a security that is not subject to restrictions.
RSTR	Subject to Restrictions (not pursuant to 144A)	Ownership or transfer of a security that is subject to restrictions, and not pursuant to 144A.

CODES

In option F, if Qualifier is LEOG and Data Source Scheme is not present, Indicator must contain one of the following codes :

NLEG	Letter of Guarantee Not Accepted	Letter of guarantee is not accepted. If there is a standing instruction in place to accept a letter of guarantee, then this standing instruction is to be ignored.
YLEG	Letter of Guarantee Accepted	Letter of guarantee is accepted. If there is a standing instruction in place not to accept a letter of guarantee, then this standing instruction is to be ignored.

CODES

In option F, if Qualifier is SETS and Data Source Scheme is not present, Indicator must contain one of the following codes :

NSET	Default Settlement System/Method	Settle through the default settlement system/method. If there is a standing instruction in place for settlement through the alternate settlement system/method, then this standing instruction is to be ignored.
YSET	Alternate Settlement System/Method	Settle through the alternate settlement system/method. If there is a standing instruction in place for settlement through the default settlement system/method, then this standing instruction is to be ignored.

CODES

In option F, if Qualifier is TRAK and Data Source Scheme is not present, Indicator must contain one of the following codes :

UNTR	Untracked	The loan/collateral instruction is untracked.
TRAC	Tracked	The loan/collateral instruction is tracked.

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

Order	M/O	Qualifier	R/N	CR	Options	Qualifier Description
1	M	BUSE	N		H	Buy/Sell Indicator
2	M	REDE	N		H	Receive/Deliver Indicator
3	M	PAYM	N		H	Free/Against Payment Indicator
4	O	PRIC	N		F	Type of Price Indicator
5	O	PROC	N		F	Processing Indicator
6	O	RPOR	R		F	Reporting Indicator
7	O	PRIR	N		F	Priority Indicator
8	O	SETG	N		F	Settlement Instruction Generation Indicator
9	O	TTCO	R		F	Trade Transaction Condition Indicator
10	O	COST	N		F	Commission Type Indicator
11	O	SETR	N		F	Type of Settlement Transaction
12	O	STCO	R		F	Settlement Transaction Condition Indicator
13	O	TRCA	N		F	Party Capacity Indicator
14	O	STAM	N		F	Stamp Duty Indicator
15	O	RTGS	N		F	Securities Real-Time Gross Settlement Indicator
16	O	REGT	N		F	Registration Indicator
17	O	BENE	N		F	Beneficial Ownership Indicator
18	O	CASY	N		F	Cash Settlement System Indicator
19	O	TCPI	N		F	Tax Capacity Party Indicator
20	O	REST	N		F	Restrictions
21	O	LEOG	N		F	Letter of Guarantee Indicator
22	O	SETS	N		F	Settlement System/Method Indicator
23	O	TRAK	N		F	Tracking Indicator
24	O	REPT	N		F	Repurchase Type Indicator

BENE	Beneficial Ownership Indicator	Specifies whether there is change of beneficial ownership.
BUSE	Buy/Sell Indicator	Specifies whether the transaction relates to the sale or purchase of financial instruments.
CASY	Cash Settlement System Indicator	Specifies what cash settlement system is instructed to be used.
COST	Commission Type Indicator	Commission type under which the order/trade was executed.
LEOG	Letter of Guarantee Indicator	Specifies whether physical settlement may be executed using a letter of guarantee or if the physical certificates should be used.
PAYM	Free/Against Payment Indicator	Specifies whether the instruction is free or against payment.
PRIC	Type of Price Indicator	Specifies the type of transaction price.
PRIR	Priority Indicator	Specifies the execution priority of the trade.
PROC	Processing Indicator	Specifies additional information relative to the processing of the trade.
REDE	Receive/Deliver Indicator	Specifies whether the transaction is a receipt or delivery of financial instruments.
REGT	Registration Indicator	Specifies whether registration should occur upon receipt.
REPT	Repurchase Type Indicator	Specifies the type of repurchase transaction.
REST	Restrictions	Specifies the regulatory restrictions applicable to a financial instrument.
RPOR	Reporting Indicator	Specifies whether the trade details must be reported to a regulatory organisation.
RTGS	Securities Real-Time Gross Settlement Indicator	Specifies whether the settlement transaction is to be settled through an RTGS or a non RTGS system.
SETG	Settlement Instruction Generation Indicator	Specifies whether a settlement instruction must be generated by an Electronic Trade Confirmation (ETC) service provider.
SETR	Type of Settlement Transaction	Specifies underlying information regarding the type of settlement transaction.
SETS	Settlement System/Method Indicator	Specifies whether the settlement instruction is to be settled through the default or the alternate settlement system.
STAM	Stamp Duty Indicator	Specifies the stamp duty type or exemption reason applicable to the settlement instruction.
STCO	Settlement Transaction Condition Indicator	Specifies the conditions under which the order/trade is to be settled.
TCPI	Tax Capacity Party Indicator	Specifies the tax role capacity of the instructing party.
TRAK	Tracking Indicator	Specifies whether the loan and/or collateral is tracked.
TRCA	Party Capacity Indicator	Specifies the role of the party in the transaction.
TTCO	Trade Transaction Condition Indicator	Specifies the conditions under which the order/trade is to be/was executed. It may be used to indicate that the price is not the current market price.